Navigating the complexities of business and securities law requires precision, expertise, and a forward-thinking approach. At Soreide Law Group, we specialize in providing tailored legal solutions for companies, investors, and entrepreneurs across a wide range of services. Whether you are preparing financial disclosures or structuring innovative funding mechanisms, our team ensures compliance, clarity, and efficiency.
Form 10-K, 10-Q, and 8-K Filings: Public companies must adhere to stringent reporting requirements. Soreide Law Group assists clients in preparing and filing Forms 10-K, 10-Q, and 8-K, ensuring timely and accurate disclosures that align with SEC regulations and minimize risks.
Regulation A+, CF, and D Offerings: For businesses raising capital, we guide clients through various SEC exemptions. From Regulation A+ offerings that provide access to larger pools of investors, to Regulation CF for crowdfunding campaigns, and Regulation D offerings for private investments, we help structure offerings to maximize funding opportunities while maintaining compliance.
Pledge & Securitization Agreements: Whether securing loans or facilitating asset-backed securities, our expertise ensures these agreements are structured to protect your interests and satisfy regulatory requirements.
Simple Agreements for Future Equity (SAFEs): Startups often rely on SAFEs to attract investors. Soreide Law Group drafts and reviews these agreements to balance the needs of both parties, ensuring alignment with long-term goals.
Private Placement Offerings: For companies seeking to raise capital privately, we provide counsel on structuring and documenting offerings to attract investors while complying with legal obligations.
Corporate Law and Venture Capital: From entity formation to corporate governance, we deliver full-spectrum corporate legal services. For venture capital firms and startups, we negotiate term sheets, structure investments, and advise on operational best practices.
Mergers & Acquisitions (M&A): Whether buying, selling, or merging businesses, our team handles all aspects of M&A transactions, from due diligence to contract negotiation, ensuring smooth transitions.
With Soreide Law Group’s in-depth knowledge and hands-on experience, we empower businesses and investors to make informed decisions, mitigate risks, and achieve their goals. Contact us today to learn how we can support your success.
FINRA Arbitrations: At Soreide Law Group, we represent investors nationwide in disputes against brokerage firms and financial advisors. Our experienced attorneys handle cases involving fraud, misrepresentation, unsuitable investments, and other forms of misconduct, ensuring your rights are protected.
Contact Soreide Law Group today at 1-888-760-6552 for a free consultation.
FINRA fined securities broker James Craig Etter [CRD: 5576744, Austin, Texas], according to disclosures on FINRA BrokerCheck. It appears that Etter worked for NatAlliance Securities LLC from January 6, 2012, to April 27, 2023. Keep reading to learn more about Etter’s disclosures. FINRA Sanctioned Etter For Undisclosed Private Securities Transactions And Outside Business Activities Evidently, […]
Investors might have sustained losses because of securities broker Ivanhoe Vincent Ffriend (also known as Ivanhoe Vincent Friend, Ivan Ffriend, and Ivan Friend) [CRD: 1013083, New Rochelle, New York], according to disclosures on FINRA BrokerCheck. Evidently, Ivanhoe Ffriend worked for multiple securities firms over the years, including J.P. Turner Company LLC and North Ridge Securities […]
Investors potentially experienced losses due to securities broker Isaiah Thomas Williams Jr. [CRD: 6211219, Boca Raton, Florida], according to disclosures on FINRA BrokerCheck. It appears that Isaiah Williams worked for Merrill Lynch Pierce Fenner Smith Incorporated from April 13, 2017, to January 3, 2025. Keep reading to learn more about the disclosures involving this former […]
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