Soreide Law Group is currently investigating the following structured securities products:
Credit Suisse X-Links Cushing MLP Infrastructure ETN (MLPN)
Credit Suisse Velocity Shares 3X Long Crude ETN (UWTI)
Credit Suisse Velocity Shares 3X Natural Gas ETN (VGAZ)
The Credit Suisse X-Links and Velocity Shares ETNs are very complex and risky for the conservative investor. These securities use embedded derivatives to enhance returns and track an index, commodity, or currency. Because they are speculative, highly leveraged, and complicated, these investments may not be suitable for the conservative investors or a client with retirement in mind.
It may have been possible that your broker overly concentrated your portfolio with these notes which were unsuitable for your investment goals. If you feel your broker or financial advisor misrepresented the risks Credit Suisse X-Links or Velocity Shares ETNs, or other highly speculative structured security notes, call Soreide Law Group for a no-cost consultation with a securities lawyer on the possibility of recovering your losses at: 888-760-6552.
RONALD G SMITH (RON G SMITH) was formerly registered with SPARTAN CAPITAL SECURITIES of New York, NY from 07/01/2013 - 12/26/2023, and most recently with SANFORD C BERSTEIN & CO of Stamford, Connecticut from 01/11/2024 – 11/10/2025, was permanently barred by FINRA with the starting date of 11/10/2025. According to the FINRA report, without admitting […]
Jacob Lee Harper (Jacob L Harper, Jake Harper) formerly registered as a broker and a financial advisor, was suspended for twenty-two months and fined $17,500.00 after FINRA alleged he borrowed thousands of dollars from clients without his firm’s knowledge and later allegedly provided false information to regulators. The “Regulatory” disclosure on BrokerCheck is dated 11/10/2025. […]
Investors potentially incurred losses because of securities broker Daniel W. Ladner [CRD: 2932904, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Daniel Ladner has been registered with UBS Financial Services Inc. since November 7, 2008. Read on to discover more about Daniel Ladner’s disclosures. UBS Financial Services Inc. […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com