John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is currently investigating the following structured securities products:
Credit Suisse X-Links Cushing MLP Infrastructure ETN (MLPN)
Credit Suisse Velocity Shares 3X Long Crude ETN (UWTI)
Credit Suisse Velocity Shares 3X Natural Gas ETN (VGAZ)
The Credit Suisse X-Links and Velocity Shares ETNs are very complex and risky for the conservative investor. These securities use embedded derivatives to enhance returns and track an index, commodity, or currency. Because they are speculative, highly leveraged, and complicated, these investments may not be suitable for the conservative investors or a client with retirement in mind.
It may have been possible that your broker overly concentrated your portfolio with these notes which were unsuitable for your investment goals. If you feel your broker or financial advisor misrepresented the risks Credit Suisse X-Links or Velocity Shares ETNs, or other highly speculative structured security notes, call Soreide Law Group for a no-cost consultation with a securities lawyer on the possibility of recovering your losses at: 888-760-6552.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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