Soreide Law Group is investigating possible investor claims against Daniel Richard Hajduk (CRD: 830330, Mount Prospect, Illinois). Notably, FINRA sanctioned the securities broker, who worked for Coordinated Capital Securities Inc. Allegedly, Hajduk failed to testify when FINRA carried out an investigation. Here is a brief summary of FINRA’s allegations against Hajduk.
Notably, FINRA issued Letter of Acceptance, Waiver, and Consent No. 2021069375801 on September 26, 2022 sanctioning Daniel Hajduk for infractions. Allegedly, Hajduk failed to testify when FINRA carried out an investigation.
Hajduk agreed to penalties without accepting or denying what he was accused of. He allegedly didn't show up to provide a formal, recorded statement that FINRA asked for during an investigation. The investigation started when FINRA was looking into his firm's business activities which included certain client transactions that Hajduk was involved in.
Hajduk is barred permanently, which means he can't work in any roles related to the financial industry. The ban started on September 26, 2022.
Hajduk worked for Coordinated Capital Securities Inc. as a securities broker from April 1991 to September 2022.
Have you sustained damages due to securities broker Daniel Hajduk? If so, contact Soreide Law Group at (888) 760-6552 and speak with an experienced securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has helped recover money for investors within all 50 states, represents clients on a contingency fee basis and advances all costs. Hajduk and brokerage firms Hajduk worked for deny any and all accusations of sales-related misconduct.
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