New disclosures have surfaced on Financial Industry Regulatory Authority (“FINRA”) BrokerCheck in regard to securities broker Dawn Alison Strachan (AKA Dawn Alison Osogwin) (CRD#: 4323197, Torrance, California). Specifically, two investors filed disputes about the securities broker. Here’s a quick summary of these disclosures, which concerns her actions at Questar Capital Corporation.
Evidently, Dawn Strachan worked as a securities broker for Questar Capital Corporation in Torrance, California, between September 2014 and March 2019. Also, he worked as a financial advisor representative for Questar Asset Management during that time. Other employers include LPL Financial and Woodbury Financial Services.
It appears that a Questar Capital Corporation client brought a FINRA Arbitration Claim about Dawn Strachan in April 2021. Allegedly, a client of Questar Capital Corporation purchased unsuitable investments, including a REIT and private placement. Suitability relates to an investor’s risk tolerance, investment objectives, financial needs, investment experience, among other things. Supposedly, the client experienced $999,999 in damages because of unsuitable products. For this reason, they seek compensation in this ongoing matter.
In the second dispute on BrokerCheck regarding Dawn Strachan, a Questar Capital Corporation client alleges unsuitable real estate securities. The April 2018 dispute alleges that the client bought two unsuitable REITs and incurred damages. However, Questar Capital Corporation denied this dispute.
Did Dawn Strachan cause you to experience losses? If so, call Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a potential recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has recovered compensation for many United States investors who incurred losses because of their financial advisors and securities brokers. Please note that Strachan denies all allegations of sales practice violations.
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