Investors potentially experienced losses because of securities broker Deborah Sue Anderson (also known as Deborah Sue Beemer) [CRD: 1795405, San Diego, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Anderson worked for LPL Financial LLC from June 5, 2020, to May 7, 2021, and for Centaurus Financial Inc. from April 17, 2006, to June 5, 2020. Read on to learn more about the securities broker’s disclosures.
Particularly, on December 24, 2024, a Centaurus Financial Inc. client filed FINRA Arbitration No. 24-02479 about Deborah Anderson. Supposedly, Anderson recommended and misrepresented a corporate bond and breached her fiduciary duty. Therefore, the client requested $50,000 in compensation from Centaurus Financial Inc. or Anderson. Evidently, this arbitration is pending a resolution.
Specifically, on February 28, 2024, a Centaurus Financial Inc. client filed FINRA Arbitration No. 24-00373 about Deborah Anderson. Supposedly, Anderson made unsuitable recommendations in illiquid alternative investments. Namely, the client allegedly sustained damages on oil and gas investments. Therefore, the client requested damages from Centaurus Financial Inc. or Anderson. Evidently, this arbitration is pending a resolution.
Also, a client of Centaurus Financial Inc. contested Deborah Anderson’s sales practices by filing FINRA Arbitration No. 24-00398. Allegedly, Anderson recommended an unsuitable investment and breached her fiduciary duty in October 2019. It appears that Anderson caused the client to sustain damages on illiquid corporate bonds. Therefore, Centaurus Financial Inc. opted to settle the matter on April 16, 2024, by compensating the client in the amount of $7,500.
Specifically, on January 2, 2024, a Centaurus Financial Inc. client filed a complaint about Deborah Anderson. Supposedly, Anderson made unsuitable recommendations. Because of this, the client allegedly sustained damages on corporate bonds. Therefore, the client requested $25,000 in compensation from Centaurus Financial Inc. This complaint closed without a resolution.
Also, a client of Centaurus Financial Inc. contested Deborah Anderson’s sales practices by filing FINRA Arbitration No. 23-01259. Allegedly, Anderson made misrepresentations of material fact regarding a high-risk corporate bond. Therefore, Centaurus Financial Inc. opted to settle the matter on December 7, 2023, by compensating the client in the amount of $25,000.
Notably, a Centaurus Financial Inc. client filed FINRA Arbitration No. 23-00305 about Deborah Anderson. Supposedly, Anderson recommended a speculative and illiquid oil and gas investment. Therefore, on October 9, 2023, Centaurus Financial Inc. settled this matter by paying the client $90,000 in damages.
Also, a client of Centaurus Financial Inc. contested Deborah Anderson’s sales practices by filing FINRA Arbitration No. 22-02671. Allegedly, Anderson recommended illiquid investments and breached her fiduciary duty. It appears that Anderson caused the client to sustain damages on corporate bonds and real estate securities. Therefore, Centaurus Financial Inc. opted to settle the matter on April 26, 2024, by compensating the client in the amount of $13,000.
Are you looking for more information about Deborah Anderson? If you incurred losses, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a possible recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Anderson and brokerage firms Anderson worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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