Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors potentially experienced losses because of securities broker Deborah Sue Anderson (also known as Deborah Sue Beemer) [CRD: 1795405, San Diego, California], according to disclosures on FINRA BrokerCheck. According to the regulator, Anderson worked for LPL Financial LLC from June 5, 2020, to May 7, 2021, and for Centaurus Financial Inc. from April 17, 2006, to June 5, 2020. Read on to learn more about the securities broker’s disclosures.
Particularly, on December 24, 2024, a Centaurus Financial Inc. client filed FINRA Arbitration No. 24-02479 about Deborah Anderson. Supposedly, Anderson recommended and misrepresented a corporate bond and breached her fiduciary duty. Therefore, the client requested $50,000 in compensation from Centaurus Financial Inc. or Anderson. Evidently, this arbitration is pending a resolution.
Specifically, on February 28, 2024, a Centaurus Financial Inc. client filed FINRA Arbitration No. 24-00373 about Deborah Anderson. Supposedly, Anderson made unsuitable recommendations in illiquid alternative investments. Namely, the client allegedly sustained damages on oil and gas investments. Therefore, the client requested damages from Centaurus Financial Inc. or Anderson. Evidently, this arbitration is pending a resolution.
Also, a client of Centaurus Financial Inc. contested Deborah Anderson’s sales practices by filing FINRA Arbitration No. 24-00398. Allegedly, Anderson recommended an unsuitable investment and breached her fiduciary duty in October 2019. It appears that Anderson caused the client to sustain damages on illiquid corporate bonds. Therefore, Centaurus Financial Inc. opted to settle the matter on April 16, 2024, by compensating the client in the amount of $7,500.
Specifically, on January 2, 2024, a Centaurus Financial Inc. client filed a complaint about Deborah Anderson. Supposedly, Anderson made unsuitable recommendations. Because of this, the client allegedly sustained damages on corporate bonds. Therefore, the client requested $25,000 in compensation from Centaurus Financial Inc. This complaint closed without a resolution.
Also, a client of Centaurus Financial Inc. contested Deborah Anderson’s sales practices by filing FINRA Arbitration No. 23-01259. Allegedly, Anderson made misrepresentations of material fact regarding a high-risk corporate bond. Therefore, Centaurus Financial Inc. opted to settle the matter on December 7, 2023, by compensating the client in the amount of $25,000.
Notably, a Centaurus Financial Inc. client filed FINRA Arbitration No. 23-00305 about Deborah Anderson. Supposedly, Anderson recommended a speculative and illiquid oil and gas investment. Therefore, on October 9, 2023, Centaurus Financial Inc. settled this matter by paying the client $90,000 in damages.
Also, a client of Centaurus Financial Inc. contested Deborah Anderson’s sales practices by filing FINRA Arbitration No. 22-02671. Allegedly, Anderson recommended illiquid investments and breached her fiduciary duty. It appears that Anderson caused the client to sustain damages on corporate bonds and real estate securities. Therefore, Centaurus Financial Inc. opted to settle the matter on April 26, 2024, by compensating the client in the amount of $13,000.
Are you looking for more information about Deborah Anderson? If you incurred losses, reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a possible recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Anderson and brokerage firms Anderson worked for deny accusations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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