Soreide Law Group, based in Florida, is currently investigating claims made against the former CROWN CAPITAL SECURITIES, LP of Land o’ Lakes, Florida, broker,
DENNIS MICHAEL HAYWOOD II (DENNIS M HAYWOOD II, DENNY HAYWOOD).
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, DENNIS M HAYWOOD II has been in the securities industry for 11 years. Haywood was previously registered as a broker and is currently registered as an investment advisor, according to the SEC.
BrokerCheck lists Denny Haywood as having been with 2 firms. From 03/18/2013 until 01/05/2022 he was listed with CROWN CAPITAL SECURITIES, LP of Land O’ Lakes, Florida. He was listed with NEWPORT COAST SECURITIES, INC of Odessa, Florida from 11/04/2010 to 04/10/2013.
DENNIS M HAYWOOD II has 10 Disclosures on his FINRA CRD report. All 10 disclosures are “Customer Disputes.” Nine disputes have settled and one is pending. The significance of Haywood’s FINRA Customer Complaints is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% had been the subject of 3 or more customer complaints. In other words Dennis Haywood’s customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints. The 9 customer complaints that settled were all filed in 2020 and 2021. The pending complaint was filed in 2022.
Of the complaints that were settled some of the allegations were in part, “lack of suitability, breach of contract, lack of proper due diligence for two alternative investments, violation of fiduciary and suitability obligations as it relates to the purchase of non-traded REITs, non-traded BDCs and a Variable Annuity contract, and material misrepresentations about the risks, profitability and liquidity of the investments.” The 9 settlement amounts range from $6,000 to $ $160,000.00.
If you’ve suffered financial losses due to the actions or recommendations of broker/financial advisor, DENNIS M HAYWOOD II of Land O’ Lakes, Florida, contact the Florida-based Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration: 888-760-6552.
Soreide Law Group represents our clients nationwide before FINRA on a contingency fee basis.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com