Soreide Law Group is currently investigating Alpine Total Dynamic Dividend Fund (AOD). There were nearly 220 million shares sold to the public with a Closed-End Fund trading 31.45% above its Net Asset Value. It may soon be no longer one of the more favored of the Alpine funds.
Alpine has recently disclosed that they have received a Wells Notice from the Securities and Exchange Commission (SEC) relating to shares of initial public offerings and the failure to approve, review, and adequately implement some of their written policies and procedures. This may be seen as a red flag and a reason for concern.
Soreide Law Group, PLLC, represents clients nationwide. Call for a free consultation on how to potentially recover your financial losses. To speak with an attorney call 888-760-6552, or visit our website at: https://www.securitieslawyer.com.
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