Soreide Law Group is currently investigating claims against Great American Advisors, and its former broker, David Brouwer. Brouwer allegedly had made misrepresentations about equity-linked notes that he recommended to some of his clients in 2007 and 2008.
In 2011, the SEC issued an Order Instituting Administrative and Cease-and-Desist Proceedings against Brouwer, which barred Brouwer from any broker/dealer and investment advisor.
According to FINRA's BrokerCheck, Brouwer is not currently registered with FINRA.:
DAVID G. BROUWER
CRD# 1351773
Brouwer was previously registered with FINRA at the following brokerage firms:
GREAT AMERICAN ADVISORS, INC.
CRD# 36451
HOMESTEAD, FL
05/2002 - 09/2009
EDWARD JONES
CRD# 250
ST. LOUIS, MO
05/1985 - 04/2000
If you sustained investment losses with Great American Advisors and David Brouwer, call for a free consultation on how to potentially recover your losses at: 888-760-6552.
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Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
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