Drew Peacock Facing Ameriprise Investor Dispute Alleging Unauthorized Trading

Investors potentially experienced losses due to securities broker Drew Matthew Peacock (also known as Matt Peacock) [CRD: 5834481, Pensacola, Florida], according to disclosures on FINRA BrokerCheck. Apparently, Peacock worked for Ameriprise Financial Services LLC from October 8, 2019 to April 5, 2024. Keep reading to learn more about the disclosures involving Peacock, including alleged unauthorized trading and his employment termination.

Ameriprise Financial Services LLC Investor Accused Peacock Of Making Misrepresentations

Evidently, a client filed a complaint about Drew Peacock. The client alleged that Peacock made misrepresentations regarding corporate bonds purchased in early 2023. Because of this, the client allegedly sustained damages on corporate bonds. As a result, on November 12, 2024, Ameriprise Financial Services LLC settled this matter by paying the client $132,163.68 in damages.

Drew Peacock Disclosed Misrepresentations Allegations By Ameriprise Financial Services LLC Client

Also, a client of Ameriprise Financial Services LLC contested Drew Peacock’s sales practices, according to a complaint. Allegedly, Peacock made misrepresentations regarding Activision bonds in 2023. Supposedly Peacock caused the client to sustain damages. Consequently, Ameriprise Financial Services LLC opted to settle the matter on September 25, 2024, by compensating the client in the amount of $15,022.23.

Ameriprise Financial Services LLC Investor Accused Peacock Of Sales Practice Violation

Specifically, a client filed a complaint about Drew Peacock. The client alleged that Peacock made misrepresentations regarding the potential return of Activision bonds between 2022 and 2023. Because of this, the client allegedly sustained damages. Therefore, on November 19, 2024, Ameriprise Financial Services LLC settled this matter by paying the client $177,743.86 in damages.

Drew Peacock Disclosed Allegations By Ameriprise Financial Services LLC Client

Evidently, a client of Ameriprise Financial Services LLC contested Drew Peacock’s sales practices, according to a complaint. Allegedly, Peacock made misrepresentations related to bond purchases in December 2022 and January 2023. As a result, Ameriprise Financial Services LLC opted to settle the matter on September 6, 2024, by compensating the client in the amount of $16,694.55.

Ameriprise Financial Services LLC Investor Accused Peacock Of Unauthorized Trading

Particularly, a client filed a complaint about Drew Peacock. The client alleged that Peacock engaged in unauthorized trading. Because of this, the client allegedly sustained damages on corporate bonds. Therefore, on July 30, 2024, Ameriprise Financial Services LLC settled this matter by paying the client $63,956 in damages.

Drew Peacock Discharged For Allegedly Failing To Follow Firm Direction

Specifically, Ameriprise Financial Services LLC disaffiliated with Peacock on April 4, 2024. Allegedly, Peacock was terminated for failing to follow the firm’s directions.

Did You Make Investments Through Securities Broker Peacock?

Are you looking for more information about Drew Peacock? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Peacock and brokerage firms Peacock worked for deny accusations of sales practice violations.