Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Eileen Law Cure (also known as Eileen Law Judice and Eileen Hall Klein) (CRD: 2224269, Nederland, Texas). Evidently, Cure was previously registered as a financial advisor and broker, and she was most recently affiliated with LPL Financial LLC from December 6, 2018, to August 26, 2021. Notably, there have been allegations of Cure recommending unsuitable investments, particularly in DPPs and LPs.
Specifically, an Avantax Investment Services, Inc. client filed FINRA Arbitration: 22-01000 about Eileen Cure. Supposedly, Cure recommended an investment that was unsuitable for them. It appears that the client suffered losses on DPPs and LPs. Consequently, on November 11, 2022, Avantax Investment Services, Inc. settled the dispute by compensating the client $15,833 in damages.
Moreover, a client of Avantax Investment Services, Inc. contested Eileen Cure’s financial advice by filing FINRA Arbitration: 22-02334 on October 12, 2022. Allegedly, Cure overconcentrated the client's assets in illiquid, unsuitable investments. The client appears to have incurred damages on DPPs and LPs. Therefore, the client seeks compensatory relief either from Avantax Investment Services, Inc. or Cure in the amount of $200,000 in this ongoing case.
Did you experience losses because of Eileen Cure? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered money for investors throughout the United States, works on a contingency fee basis, and advances all costs. Cure and brokerage firms she worked for deny accusations of sales practice violations.
RONALD G SMITH (RON G SMITH) was formerly registered with SPARTAN CAPITAL SECURITIES of New York, NY from 07/01/2013 - 12/26/2023, and most recently with SANFORD C BERSTEIN & CO of Stamford, Connecticut from 01/11/2024 – 11/10/2025, was permanently barred by FINRA with the starting date of 11/10/2025. According to the FINRA report, without admitting […]
Jacob Lee Harper (Jacob L Harper, Jake Harper) formerly registered as a broker and a financial advisor, was suspended for twenty-two months and fined $17,500.00 after FINRA alleged he borrowed thousands of dollars from clients without his firm’s knowledge and later allegedly provided false information to regulators. The “Regulatory” disclosure on BrokerCheck is dated 11/10/2025. […]
Investors potentially incurred losses because of securities broker Daniel W. Ladner [CRD: 2932904, New York, New York], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Daniel Ladner has been registered with UBS Financial Services Inc. since November 7, 2008. Read on to discover more about Daniel Ladner’s disclosures. UBS Financial Services Inc. […]
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