John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Soreide Law Group is currently investigating potential claims on behalf of investors who may have sustained financial losses due to the actions of Eileen Law Cure (also known as Eileen Law Judice and Eileen Hall Klein) (CRD: 2224269, Nederland, Texas). Evidently, Cure was previously registered as a financial advisor and broker, and she was most recently affiliated with LPL Financial LLC from December 6, 2018, to August 26, 2021. Notably, there have been allegations of Cure recommending unsuitable investments, particularly in DPPs and LPs.
Specifically, an Avantax Investment Services, Inc. client filed FINRA Arbitration: 22-01000 about Eileen Cure. Supposedly, Cure recommended an investment that was unsuitable for them. It appears that the client suffered losses on DPPs and LPs. Consequently, on November 11, 2022, Avantax Investment Services, Inc. settled the dispute by compensating the client $15,833 in damages.
Moreover, a client of Avantax Investment Services, Inc. contested Eileen Cure’s financial advice by filing FINRA Arbitration: 22-02334 on October 12, 2022. Allegedly, Cure overconcentrated the client's assets in illiquid, unsuitable investments. The client appears to have incurred damages on DPPs and LPs. Therefore, the client seeks compensatory relief either from Avantax Investment Services, Inc. or Cure in the amount of $200,000 in this ongoing case.
Did you experience losses because of Eileen Cure? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery. Soreide Law Group has recovered money for investors throughout the United States, works on a contingency fee basis, and advances all costs. Cure and brokerage firms she worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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