The Florida-based, Soreide Law Group, obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, September 2016.”
ELLIOT HARRIS (CRD# 2496586), Delray Beach, Florida)
was barred by FINRA for allegedly failing to provide FINRA with requested documents and information during the course of FINRA's investigation into allegations that he recommended unsuitable trades and engaged in unauthorized trading.
(FINRA Case #2015048233601)
FINRA has permanently barred Elliot Harris from acting as a broker or otherwise associating with firms that sell securities to the public.
Elliot Harris has been in the securities industry 21 years, according to FINRA’s BrokerCheck and currently has four pending customer disputes totaling in the millions of dollars. He was previously registered with the following firms:
01/2010 - 12/2015 TRIAD ADVISORS, INC. - NORCROSS, GA
07/2009 - 12/2015 LADENBURG THALMANN & CO. INC. - BOCA RATON, FL
Soreide Law Group, based in Pompano Beach, Florida, represents clients nationwide before FINRA. If you were a client of Elliot Harris formerly of Ladenburg Thalmann of Boca Raton, or Triad Advisors of Norcross, Georgia, and you experienced losses due to his actions or recommendations, call and speak to a lawyer at no cost regarding the possibility of recovering your losses at: 888-760-6552.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Phone:
Fax: 1-954-760-6553
Email: [email protected]