The following are Equipment Leasing/Income/Equity Funds that Mick & Associates conducted due diligence on before a broker-dealer, registered representatives, or a registered investment advisor was able to sell the fund to the public.
Aequitas Commercial Finance - Secured Subordinated Promissory Notes
Aequitas Income Protection Fund, LLC
Atel 15, LLC
Commonwealth Income & Growth Fund
Commonwealth Income & Growth Fund VII
Commonwealth Opportunity Fund 2, LLC
CSV Opportunistic Debt & Equity, TALF/PPIP Fund, LLC
Cypress Income Funds
Cypress Equipment Funds 17 & 18, LLC
Fertile Earth Company Stock Offering Update
GK Preferred Income Fund, LLC
ICON ECI Partners I & II, LP
ICON Leasing Fund Fourteen
ICON ECI Fund Fifteen, LP
IMH Holdings / Strategic Wealth & Income Fund
Investlinc Materials Fund, LLC
Macquarie Equipment Leasing
Pacific Office Properties Trust, Inc.
Passco Companies Income Fund II
Rainier Income Fund
RJO Global Trust
The Golden State Income Fund VI, LLC
TNP Vulture Fund VIII, LLC
Triton Pacific Investment Corporation
U.S. Preventive Medicine Class E Common Stock Offering
Waveland Ventures IV – Estech
Westmount All Equity Income Fund
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Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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