The following are Equipment Leasing/Income/Equity Funds that Mick & Associates conducted due diligence on before a broker-dealer, registered representatives, or a registered investment advisor was able to sell the fund to the public.
Aequitas Commercial Finance - Secured Subordinated Promissory Notes
Aequitas Income Protection Fund, LLC
Atel 15, LLC
Commonwealth Income & Growth Fund
Commonwealth Income & Growth Fund VII
Commonwealth Opportunity Fund 2, LLC
CSV Opportunistic Debt & Equity, TALF/PPIP Fund, LLC
Cypress Income Funds
Cypress Equipment Funds 17 & 18, LLC
Fertile Earth Company Stock Offering Update
GK Preferred Income Fund, LLC
ICON ECI Partners I & II, LP
ICON Leasing Fund Fourteen
ICON ECI Fund Fifteen, LP
IMH Holdings / Strategic Wealth & Income Fund
Investlinc Materials Fund, LLC
Macquarie Equipment Leasing
Pacific Office Properties Trust, Inc.
Passco Companies Income Fund II
Rainier Income Fund
RJO Global Trust
The Golden State Income Fund VI, LLC
TNP Vulture Fund VIII, LLC
Triton Pacific Investment Corporation
U.S. Preventive Medicine Class E Common Stock Offering
Waveland Ventures IV – Estech
Westmount All Equity Income Fund
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Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
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