John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
The following are Equipment Leasing/Income/Equity Funds that Mick & Associates conducted due diligence on before a broker-dealer, registered representatives, or a registered investment advisor was able to sell the fund to the public.
Aequitas Commercial Finance - Secured Subordinated Promissory Notes
Aequitas Income Protection Fund, LLC
Atel 15, LLC
Commonwealth Income & Growth Fund
Commonwealth Income & Growth Fund VII
Commonwealth Opportunity Fund 2, LLC
CSV Opportunistic Debt & Equity, TALF/PPIP Fund, LLC
Cypress Income Funds
Cypress Equipment Funds 17 & 18, LLC
Fertile Earth Company Stock Offering Update
GK Preferred Income Fund, LLC
ICON ECI Partners I & II, LP
ICON Leasing Fund Fourteen
ICON ECI Fund Fifteen, LP
IMH Holdings / Strategic Wealth & Income Fund
Investlinc Materials Fund, LLC
Macquarie Equipment Leasing
Pacific Office Properties Trust, Inc.
Passco Companies Income Fund II
Rainier Income Fund
RJO Global Trust
The Golden State Income Fund VI, LLC
TNP Vulture Fund VIII, LLC
Triton Pacific Investment Corporation
U.S. Preventive Medicine Class E Common Stock Offering
Waveland Ventures IV – Estech
Westmount All Equity Income Fund
Call for a free consultation on how to potentially recover your financial losses: 888-760-6552.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
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