Soreide Law Group is currently conducting an investigation into potential claims on behalf of investors who may have incurred losses due to the actions of Eric Ryan Tartaglione [CRD: 2722931, Woodbridge, New Jersey]. Evidently, Tartaglione worked for Investment Network Inc. from January 4, 2017, to July 21, 2023. Notably, Tartaglione faced FINRA sanctions for non-compliance in a regulatory investigation, particularly concerning the sales of pre-IPO private placement offerings.
Evidently, on July 21, 2023, FINRA issued Case: 2022074096801 sanctioning Eric Tartaglione for infractions. Specifically, FINRA alleged that Tartaglione refused to cooperate in the regulator’s investigation.
As part of this investigation, FINRA sought testimony from Tartaglione, a standard procedure when examining potential irregularities or violations. However, Tartaglione opted not to comply with the request for testimony.
The regulatory body, in its resolution dated July 21, 2023, decided on a stringent course of action. Through an Acceptance, Waiver Consent (AWC), which Tartaglione entered without admitting or denying the findings, he consented to a permanent bar sanction. This effectively precludes him from engaging in any securities-related activities in any capacity.
Did you experience losses because of Eric Tartaglione? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Tartaglione and brokerage firms he worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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