Soreide Law Group is looking into possible investor claims against securities broker Fernando Silva (CRD: 7326519, Tucson, Arizona). Particularly, FINRA sanctioned the securities broker, who worked for Morgan Stanley. Allegedly, Silva did not cooperate with a FINRA investigation. Here is a brief summary of FINRA’s allegations against Silva.
Particularly, FINRA issued Case: 2022076360101 on December 6, 2022, sanctioning Fernando Silva for infractions. Allegedly, Silva did not provide documents and information to FINRA during its investigation into possible violations of FINRA rules, including misappropriation of client funds. Therefore, Silva was barred. Notably, this means that he cannot associate with FINRA-member entities as a securities broker or in other capacities.
Also, on September 8, 2022, Morgan Stanley disaffiliated with Silva. Evidently, Morgan Stanley alleged that Silva potentially misappropriated funds.
Have you experienced damages because of Fernando Silva? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and will advance all costs. Please keep in mind that Silva and brokerage firms Silva worked for deny all allegations of sales practice violations.
Soreide Law Group is currently investigating claims by investors who may have been recommended purchasing high-risk, illiquid investments including but not limited to, GWG L bonds by broker, JOHN CALDERWOOD STARKE SR (JOHN C STARKE, JOHN CALDERWOOD STARKE). According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN C STARKE was last listed […]
Soreide Law Group is reviewing potential investor claims connected to how securities brokers and financial advisors marketed and sold Ares Industrial Real Estate Income Trust. This investment has been promoted as a way for retail investors to participate in the growth of logistics and warehouse properties, but recent developments suggest there are significant concerns investors […]
Soreide Law Group is reviewing potential claims from investors who may have been harmed by sales practice violations committed by securities brokers and financial advisors. One product now under scrutiny is APEX South Creek DST, a private placement investment tied to commercial real estate. Recent information has raised concerns that investors may not have been […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com