The Florida-based Soreide Law Group (888-760-6552) obtained the following information on FINRA’s website under, “Disciplinary and Other Actions January 2016.”
Daniel George Kasbar (CRD #5869994, Cooper City, Florida)
was barred by FINRA for allegedly failing to provide FINRA with requested documents and information during their investigation into allegations that Kasbar engaged in an outside business activity beyond the scope of the approvals of his member firms.
(FINRA Case #2015045744901)
Daniel G. Kasbar was registered in the securities industry for four years. LPL Financial terminated Kasbar in June of 2015. FINRA was investigating Kasbar’s alleged outside business activities while Kasbar was registered with LPL Financial and HD Vest Investments, both of Hollywood, Florida. Kasbar allegedly refused FINRA's request for information.
FINRA has permanently barred Daniel G. Kasbar from acting as a broker or otherwise associating with firms that sell securities to the public. He was registered with the following firms:
03/2014 - 06/2015 LPL FINANCIAL LLC - HOLLYWOOD, FL
02/2011 - 03/2014 H.D. VEST INVESTMENT SERVICES - HOLLYWOOD, FL
If you've suffered investment losses due to Daniel G. Kasbar or your broker or financial advisor's recommendations, call the Pompano Beach, Florida-based Soreide Law Group for a free consultation with an attorney: 888-760-6552.
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