May 28, 2015

Former Broker from Wells Fargo Advisor Boynton Beach Florida Barred by FINRA for Allegations Involving Misappropriation

business man holding his head with text asking questions about stock broker misconduct

Florida-based Soreide Law Group, (888) 760-6552, obtained the following summation of information from FINRA's website “Disciplinary and Other FINRA Actions May, 2015.”

Kamran Daryush Nougzust (CRD #5787549, Pembroke Pines, Florida)

was barred by FINRA for allegedly failing to provide FINRA-requested documents and information involving an investigation into allegations that he improperly obtained approximately $99,500 from a bank trust account.
(FINRA Case #2014043553001)

Kamran Nougzust was previously registered with the following firms:

10/2013 - 11/2014 WELLS FARGO ADVISORS, LLC (CRD# 19616) - BOYNTON BEACH, FL
10/2012 - 07/2013 J.P. MORGAN SECURITIES LLC (CRD# 79) - NORTH LAS VEGAS, NV
04/2011 - 10/2012 CHASE INVESTMENT SERVICES CORP. (CRD# 25574) - NORTH LAS VEGAS, NV
07/2010 - 08/2010 CHASE INVESTMENT SERVICES CORP. (CRD# 25574) - LAS VEGAS, NV

Kamran Nougzust is not currently licensed to act as a broker (buying and selling securities on behalf of customers) or as an investment adviser (providing advice about securities to clients).

This summation obtained from FINRA's website ends here.

If you've experienced investment losses due to your broker/financial advisor's recommendations, call the Soreide Law Group for no-cost consultation with an attorney on possible recovery of those losses: 888-760-6552.

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