Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.”
Manry Sumaqui Valenzona (CRD #3195544, Registered Representative, Chicago, Illinois)
was barred from association with any FINRA member in any capacity. Without admitting or denying the allegations, Valenzona consented to the described sanction and to the entry of findings that he failed to appear and provide on-the-record testimony as FINRA requested, related to his failing to disclose fees and penalties to clients on variable annuity transactions and having a client sign a blank document.
(FINRA Case #2011026761901)
This broker was previously registered with FINRA at the following brokerage firms according to FINRA's BrokerCheck:
CHASE INVESTMENT SERVICES CORP.
CRD# 25574
CHICAGO, IL
07/2005 - 03/2011
BANC ONE SECURITIES CORPORATION
CRD# 16999
CHICAGO, IL
06/1999 - 07/2005
This ends the information obtained on FINRA’s website.
If you or a loved one have experienced investment losses due to your stock broker/financial advisor’s recommendations, call Soreide Law Group for a free consultation with an attorney on how to potentially recover your losses: 888-760-6552.
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