The Financial Industry Regulatory Authority (FINRA) has barred Jo Ellen Fisher of Gallipolis, Ohio, a former Raymond James Financial Services Inc. financial advisor, for allegedly stealing more than $924,000 in cash and securities from a 95 year-old client's trust account. Allegedly, Fisher transferred the stolen funds into her own daughter's brokerage account. Jo Ellen Fisher then allegedly used the funds for her own personal use.
According to FINRA, Fisher also falsified a godparent’s certificate and provided false client notes to Raymond James giving the appearance that the 95 year-old client was her daughter’s godfather and he intended to give her daughter the securities and cash.
According to FINRA's BrokerCheck, Jo Ellen Fisher was previously registered with the following securities firm(s):
01/2010 - 05/2014 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD# 6694) - GALLIPOLIS, OH
11/2008 - 12/2009 STATE FARM VP MANAGEMENT CORP. (CRD# 43036) - BLOOMINGTON, IL
If you or an elderly family member have sustained investment losses due to your stock broker or financial advisor’s recommendations, call Soreide Law Group for a free consultation on how to potentially recover your losses. To speak with an attorney call 888-760-6552. We will represent you nationwide.
Zachary Cuyler Green, also known as Zach Green (CRD: 5714566), is a securities broker based in Raleigh, North Carolina. A client has claimed investment losses in a complaint involving Green, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Green worked with Merit Financial Advisors since May 8, 2025, and Purshe Kaplan Sterling Investments since May […]
Adam T. Taff, also known as Adam Taff (CRD: 5933315), is a securities broker and financial advisor in Charlotte, North Carolina. He has been registered with MML Investors Services LLC as a broker since July 26, 2011, and as a financial advisor since November 30, 2012. Taff disclosed a client complaint involving alleged investment losses, […]
Investors might have sustained losses due to securities broker Donald Paul Robbins [CRD: 4364668, Waxhaw, North Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Robbins has been registered with MML Investors Services LLC as a broker since April 8, 2016, and as a financial advisor since April 12, 2016. Keep reading […]
Phone:
Fax: 1-954-760-6553
Email: [email protected]