The Securities and Exchange Commission (SEC) charged Donna Jessee Tucker, based in Roanoke, Va., with defrauding elderly customers, including some who are legally blind. Tucker allegedly stole $730,289 for her own personal use, including cars, vacations, country club memberships, and falsifying her clients' account statements to cover up her fraud. Tucker also allegedly engaged in unauthorized trading, and forging her elderly clients' brokerage accounts, banking accounts, and other documents.
The director of the SEC's Philadelphia office said that Tucker befriended her customers, gained their trust, took their money and gave them phony documents hiding her theft.
According to FINRA's BrokerCheck, Donna Jessee Tucker was previously registered with the following securities firm(s):
UBS FINANCIAL SERVICES INC. (CRD# 8174) - ROANOKE, VA
11/2007 - 04/2013
A. G. EDWARDS & SONS, INC. (CRD# 4) - ROANOKE, VA
12/2003 - 11/2007
If you suspect an elderly family member may be the victim of this or another financial abuse or exploitation, call the Soreide Law Group for a free consultation on how to potentially recover their losses at 888-760-6552. We represent clients nationwide before FINRA.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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