The Securities and Exchange Commission (SEC) charged Donna Jessee Tucker, based in Roanoke, Va., with defrauding elderly customers, including some who are legally blind. Tucker allegedly stole $730,289 for her own personal use, including cars, vacations, country club memberships, and falsifying her clients' account statements to cover up her fraud. Tucker also allegedly engaged in unauthorized trading, and forging her elderly clients' brokerage accounts, banking accounts, and other documents.
The director of the SEC's Philadelphia office said that Tucker befriended her customers, gained their trust, took their money and gave them phony documents hiding her theft.
According to FINRA's BrokerCheck, Donna Jessee Tucker was previously registered with the following securities firm(s):
UBS FINANCIAL SERVICES INC. (CRD# 8174) - ROANOKE, VA
11/2007 - 04/2013
A. G. EDWARDS & SONS, INC. (CRD# 4) - ROANOKE, VA
12/2003 - 11/2007
If you suspect an elderly family member may be the victim of this or another financial abuse or exploitation, call the Soreide Law Group for a free consultation on how to potentially recover their losses at 888-760-6552. We represent clients nationwide before FINRA.
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