The Securities and Exchange Commission (SEC) charged Donna Jessee Tucker, based in Roanoke, Va., with defrauding elderly customers, including some who are legally blind. Tucker allegedly stole $730,289 for her own personal use, including cars, vacations, country club memberships, and falsifying her clients' account statements to cover up her fraud. Tucker also allegedly engaged in unauthorized trading, and forging her elderly clients' brokerage accounts, banking accounts, and other documents.
The director of the SEC's Philadelphia office said that Tucker befriended her customers, gained their trust, took their money and gave them phony documents hiding her theft.
According to FINRA's BrokerCheck, Donna Jessee Tucker was previously registered with the following securities firm(s):
UBS FINANCIAL SERVICES INC. (CRD# 8174) - ROANOKE, VA
11/2007 - 04/2013
A. G. EDWARDS & SONS, INC. (CRD# 4) - ROANOKE, VA
12/2003 - 11/2007
If you suspect an elderly family member may be the victim of this or another financial abuse or exploitation, call the Soreide Law Group for a free consultation on how to potentially recover their losses at 888-760-6552. We represent clients nationwide before FINRA.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com