Investors may have incurred losses due to securities broker Francis Dewey Burke Jr. (also known as JR Burke) [CRD: 841681, Berwyn, Pennsylvania], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Burke has been employed with M Holdings Securities Inc. since September 17, 2001, as a broker and since November 24, 2004, as an investment adviser. Read on to learn more about the disclosures involving Burke and his registration with M Holdings.
Evidently, a client filed a complaint about Francis Burke. The client alleged that Burke provided incorrect investment illustrations in 2023. These illustrations led to lower-than-expected distributions from fixed annuities. As a result, on July 25, 2024, M Holdings Securities Inc. settled this matter by paying the client $98,364.14 in damages.
Also, a client of 1717 Capital Management Company contested Francis Burke’s sales practices, according to a complaint dated December 27, 2013. Allegedly, Burke made misrepresentations in the sale of a variable life insurance policy. Supposedly, Burke caused the client to sustain damages. Consequently, the client sought compensation from 1717 Capital Management Company or Burke in this matter. The matter closed without a resolution. However, the firm denied this complaint.
Did you experience losses because of Francis Burke? Reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a potential recovery of your losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Burke and brokerage firms Burke worked for deny allegations of sales practice violations.
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Investors have reportedly disputed the sales practices of securities broker Richard James Roberts (also known as Rick Roberts) [CRD: 2145874, Laguna Niguel, California], based on publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Richard Roberts has worked for TCFG Wealth Management LLC since December 11, 2012. Read on to find out more […]
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