Broker, GEORGE R SHADIE (CRD#: 2513286), previously listed with NYLIFE SECURITIES, LLC, in Wilkes Barre, Pennsylvania, has 8 Disclosures on his CRD report, according to FINRA’s BrokerCheck, which is available to the public on FINRA’s website. Of these 8 Disclosures, 4 are Customer Disputes.
In 2012, a client of GEORGE R SHADIE, while Shadie was employed at NYLife Securities alleged, “Regarding the purchase of a fixed immediate annuity in August 2011, the customer alleges that the signature on a tax form dated August 1, 2011 is not his authentic signature. The customer further alleges that he received misleading information regarding the tax consequences of a withdrawal from his variable annuity that funded the new policy.” The FINRA complaint settled for $97,467.90.
According to FINRA’s BrokerCheck, GEORGE R SHADIE was discharged from NYLIFE SECURITIES LLC on February 7, 2019 following allegations that, “Mr. Shadie was terminated after the company's review of his business practices raised a number of concerns regarding the quality of his business.”
GEORGE R SHADIE is not currently registered as a broker. Shadie was in the securities industry for 24 years and listed only with:
01/18/1995 - 03/08/2019 NYLIFE SECURITIES LLC - WILKES BARRE, PA
FINRA states that brokers must collect important information from you about your age, marital status, occupation, financial and tax status, investment objectives, and risk tolerance to assess whether a variable annuity is suitable for you. As its name implies, a variable annuity's rate of return is not always stable, but varies with the stock, bond and money market sub-accounts that you choose as investment options. FINRA adds that there is no guarantee that you will earn any return on your investment and there is a risk that you will lose money.
If you or a loved one have suffered financial losses due to the actions or recommendations of the former NYLIFE SECURITIES of WILKES BARRE, PA, broker, GEORGE R SHADIE, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents investors nationwide before FINRA on a contingency fee basis—no fee to you if no recovery.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com