Investors might have sustained losses due to securities broker Gregory Michael Cash (also known as Greg Cash and Gregory Alan Cash) [CRD: 2698196, Charlotte, North Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Cash worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated from August 15, 1997, to January 21, 2020, and has worked with UBS Financial Services Inc. since January 17, 2020. See the following information to find out more the serious allegations and client dispute involving this broker.
Notably, on April 2, 2025, a UBS Financial Services Inc. client filed FINRA Arbitration No. 25-00650 about Gregory Cash. Mainly, the client alleged client exploitation, resulting in an unauthorized withdrawal from the client’s accounts. The client alleged that UBS ignored multiple red flags of scammers and failed to prevent the transfers. Because of this, the client allegedly sustained damages. As a result, the client requested $1,194,869.00 in compensation from UBS Financial Services Inc. or Cash. It appears that this arbitration is ongoing.
Allegations involving unauthorized transactions refer to situations where a securities broker or financial advisor initiates trades or withdrawals from a client’s account without the client’s consent. Even if unintentional, such actions can result in substantial financial losses. These unauthorized transactions may occur when the broker bypasses the client’s instructions, fails to obtain proper approval before executing transactions, or inadequately safeguards the account from unauthorized access. In many cases, the employing brokerage firm may also face scrutiny if it fails to identify or stop such conduct despite warning signs.
Are you concerned regarding investments you made with Gregory Cash? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery recovery. Soreide Law Group has helped to recoup losses for clients located throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Cash and the firms Cash worked for deny allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com