Investors might have sustained losses due to securities broker Gregory Michael Cash (also known as Greg Cash and Gregory Alan Cash) [CRD: 2698196, Charlotte, North Carolina], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Cash worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated from August 15, 1997, to January 21, 2020, and has worked with UBS Financial Services Inc. since January 17, 2020. See the following information to find out more the serious allegations and client dispute involving this broker.
Notably, on April 2, 2025, a UBS Financial Services Inc. client filed FINRA Arbitration No. 25-00650 about Gregory Cash. Mainly, the client alleged client exploitation, resulting in an unauthorized withdrawal from the client’s accounts. The client alleged that UBS ignored multiple red flags of scammers and failed to prevent the transfers. Because of this, the client allegedly sustained damages. As a result, the client requested $1,194,869.00 in compensation from UBS Financial Services Inc. or Cash. It appears that this arbitration is ongoing.
Allegations involving unauthorized transactions refer to situations where a securities broker or financial advisor initiates trades or withdrawals from a client’s account without the client’s consent. Even if unintentional, such actions can result in substantial financial losses. These unauthorized transactions may occur when the broker bypasses the client’s instructions, fails to obtain proper approval before executing transactions, or inadequately safeguards the account from unauthorized access. In many cases, the employing brokerage firm may also face scrutiny if it fails to identify or stop such conduct despite warning signs.
Are you concerned regarding investments you made with Gregory Cash? You can get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery recovery. Soreide Law Group has helped to recoup losses for clients located throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Cash and the firms Cash worked for deny allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com