Investors potentially experienced sales practice violations by securities broker Gregory Dee Cunningham (also known as Greg Cunningham) [CRD: 2477804, Park City, Utah], according to public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Cunningham has been registered with Raymond James Financial Services Inc. since March 1, 2010, and with Raymond James Financial Services Advisors Inc. since March 8, 2010. See below to discover more about Cunningham’s disclosures.
Particularly, a client filed a complaint about Gregory Cunningham. Primarily, the client alleged that Cunningham breached a fiduciary duty by liquidating certain investments to fund a loan she made to him. For this reason, the client allegedly sustained damages. Consequently, on October 14, 2025, Raymond James Financial Services Inc. settled this matter by paying the client $159,830.15 in damages.
Also, on October 6, 2021, a Raymond James Financial Services Inc. client filed a complaint about Gregory Cunningham. Mainly, the client alleged that Cunningham engaged in unauthorized trading. Because of this, the client allegedly incurred damages associated with stocks. As a result, the client requested damages of at least $5,000 from Raymond James Financial Services Inc. or Cunningham. However, the firm denied this complaint.
Specifically, a client of Raymond James Associates contested Gregory Cunningham’s sales practices, based on a complaint. Allegedly, Cunningham engaged in unsuitable trading and unauthorized trading. It appears that Cunningham allegedly caused the client to sustain damages connected to over-the-counter equities. Therefore, Raymond James Associates opted to settle the matter on August 12, 1999, by compensating the client in the amount of $9,500.
Did you suffer any investment-related losses because of Gregory Cunningham? You can contact Soreide Law Group online or at (888) 760-6552 and consult with a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm works on a contingency fee arrangement and advances all costs. Cunningham and brokerage firms Cunningham worked for deny allegations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Kerrie Lynn Best [CRD: 2834846, Spring Hill, Florida], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kerrie Best worked for Raymond James Associates Inc. beginning August 9, 2006, as a securities broker and beginning August 10, 2006, as a financial advisor. Investors […]
Investors potentially incurred losses because of securities broker Cooper Morgan Carden [CRD: 6902893, Hoover, Alabama], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cooper Carden worked for Northwestern Mutual Investment Services LLC from December 10, 2019, to March 17, 2026. See below to find out more about the securities broker’s disclosures. Northwestern Mutual […]
Investors might have sustained losses due to securities broker Michael Owen Barry [CRD: 2690041, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Barry has been registered with Stifel Nicolaus Company in New Orleans, Louisiana, since July 7, 2015, as both a broker and financial advisor. Investors are encouraged to […]
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