The following information was obtained on FINRA’s website’s ‘Disciplinary Actions, February 2012.”
Jordan Alan Linn (CRD #2664439, Registered Representative, Hallandale, Florida)
submitted a Letter of Acceptance, Waiver and Consent in which he was fined $2,500 and suspended from association with any FINRA member in any capacity for 30 days. The fine must be paid either immediately upon Linn’s reassociation with a FINRA member firm following his suspension, or prior to the filing of any application or request for relief from any statutory disqualification, whichever is earlier.
Without admitting or denying the findings, Linn consented to the described sanctions and to the entry of findings that he failed to amend his Form U4 to disclose a material fact.
This suspension is in effect from January 17, 2012, through February 15, 2012. (FINRA Case #2010024718601)
The information from FINRA’s website has ended.
Securities Attorney, Lars K. Soreide, of Soreide Law Group, PLLC, has represented clients nationwide all consultations are free. To speak with an attorney call 888-760-6552, or visit our website at: