Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
The following was obtained by Soreide Law Group on FINRA’s website under, “Disciplinary and Other FINRA Actions, January 2017.”
Harry Colon Bennett (CRD#: 2395555, New Boston, Michigan)
was barred by FINRA allegedly for refusing to appear for FINRA on-the-record testimony in connection with an investigation involving allegations that he may have engaged in sales practice violations by charging excessive commissions and recommending unsuitable transactions to his customers.
FINRA’s findings stated that Bennett’s refusal to appear for on-the-record testimony prevented FINRA from reaching a determination as to whether the alleged violations occurred.
(FINRA Case #2016049208901)
FINRA has permanently barred Harry Colon Bennett from acting as a broker or otherwise associating with firms that sell securities to the public. Harry C. Bennett was registered in the securities industry for 22 years and the last firm he was registered with is listed below:
06/12/1997 - 03/11/2016 TRANSAMERICA FINANCIAL ADVISORS, INC - NEW BOSTON, MI
If you were a client of former Transamerica Financial Advisors broker, Harry Colon Bennett, of New Boston, Michigan, and experienced financial losses due to his recommendations or actions, call Soreide Law Group for a no cost consultation regarding the possible recovery of your investment at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA and operates on a contingency fee basis.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
Phone:
Fax: 1-954-760-6553
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