Investors reportedly complained about securities broker Hector Francisco Villaescusa [CRD: 4185707, Miami, Florida], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Villaescusa joined Bulltick LLC in Miami, Florida on August 1, 2019, and Bulltick Wealth Management LLC in Hermosillo on October 20, 2022. Read on to find out more about the investor dispute and allegations involving Villaescusa.
Evidently, on March 20, 2025, a Bulltick client filed Civil Action No. 2025-005003-CA-01 about Hector Villaescusa. The client alleged that Villaescusa made misrepresentations in connection with a private special purpose vehicle (SPV). The claim also alleged misappropriation. Supposedly, this SPV invested in a tech company called Theia International Group LLC convertible notes. For this reason, the client allegedly experienced damages. Therefore, the client requested $20,000,000 in compensation from Bulltick or Villaescusa. This civil suit is pending a resolution.
When a securities broker or financial advisor is accused of misrepresentation involving private special purpose vehicles, it typically means the advisor gave false or misleading information about the nature, risks, or performance of the investment. These investments are often complex and not publicly traded, which makes full disclosure critical. If a securities broker misleads an investor—intentionally or not—about how the investment works, its risks, or its issuer, the investor may face unexpected losses.
Are you concerned regarding investments you made through Hector Villaescusa? You can reach out to Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney. For years, Soreide Law Group has recouped losses for investors throughout the United States. Also, the firm takes investor cases on a contingency fee arrangement and advances all costs. Villaescusa and brokerage firms Villaescusa worked for deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com