Alice Hale Everett (CRD #1867376, Registered Representative, Hialeah, Florida)

was barred from association with any FINRA member in any capacity.

Without admitting or denying the allegations by FINRA, Alice Everett consented to the described sanction and to the entry of findings that she failed to respond to FINRA requests for information regarding a possible private securities transaction and an unsuitable investment recommendation.

(FINRA Case #2011026353801)

The above information is from FINRA’s website listed under “Disciplinary and Other FINRA Actions, October, 2012.”

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