HOWARD GREGG YEAGER (HOWARD G YEAGER, HOWARD YEAGER) is currently registered as a broker with NEWBRIDGE SECURITIES CORPORATION of Boca Raton, Florida, since 2/22/2008.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, HOWARD G YEAGER has 33 years of experience in the securities industry and has been listed with 7 firms. Yeager has 5 disclosures on his FINRA CRD report, all 5 disclosures are “Customer Disputes,” and all 5 have settled. The significance of Yeager’s disclosures is underscored in FINRA NOTICE to MEMBERS 03-49. FINRA conducted a review of the CRD’s of all registered representatives, only .41% had been the subject of 3 or more customer complaints. In other words, HOWARD G YEAGER’s 5 customer complaints rank him in the top one-hundredth percent of all registered representatives for customer complaints.
The most recent “Customer Dispute” dated 7/28/2026 settled for $24,999.00. The allegations were, “NEGLIGENCE, BREACH OF FIDUCIARY DUTY, AND NEGLIGENT SUPERVISION.”
On 4/8/2021 a dispute filed against HOWARD G YEAGER settled for $100,000.00. The allegations in this dispute were, “Claimant alleges: negligence, breach of fiduciary duty.”
The dispute dated 8/12/2013 filed against Yeager settled for $115,000.00 following the allegations of, “CLIENT'S ATTORNEY ALLEGES UNSUITABLE INVESTMENTS AND STRATEGY, BREACH OF REGULATORY REQUIREMENTS, BREACH OF FIDUCIARY DUTY, NEGLIGENCE, BREACH OF CONTRACT, AND FAILURE TO SUPERVISE.”
The “Customer Dispute” dated 3/25/2009 filed against HOWARD G YEAGER settled for $10,000.00. The allegations were, “CUSTOMER ALLEGES MR. YEAGER FAILED TO SUPERVISE REPRESENTATIVES OF THE ACCOUNT, AS WELL AS MISREPRESENTATION BY THE RESPONDENT WHILE ACTING AS A REPRESENTATIVE ON THE ACCOUNT.”
The dispute filed against Yeager dated 1/12/1999 settled for $3,000.00 following the allegations of, “CLIENT ALLEGES MISREPRESENTATION, SUITABILITY, EXCESSIVE COMMISSIONS AND CLAIMS DAMAGES IN THE AMOUNT OF $31,500.”
HOWARD G YEAGER disputes the allegations in the “Broker Comment.”
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Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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