Andrew James DeVine (CRD #5048058, O’Fallon, Illinois)
was barred by FINRA for allegedly misappropriating $739 from clients of his member firm’s insurance affiliate by taking funds intended to pay insurance premiums and instead using the funds for his own personal benefit.
(FINRA Case #2013038128101)
Andrew James DeVine was registered in the securities industry for 7 years and was previously registered with the following securities firms:
03/2009 - 08/2013 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060) - O'FALLON, IL
06/2008 - 01/2009 NATCITY INVESTMENTS, INC. (CRD# 17490) - BRENTWOOD, MO
01/2006 - 06/2008 AXA ADVISORS, LLC (CRD# 6627) - CLAYTON, MO
The summation from FINRA's February 2015 Disciplinary Report ends here.
If you were a victim of insurance fraud, contact an insurance fraud attorney at Soreide Law Group for a free consultation on how to recover your investment losses: 888-760-6552.
Soreide Law Group, PLLC, will represent Insurance Fraud Victims in Federal Court, State Court and before the Financial Industry Regulatory Authority (“FINRA”).
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Soreide Law Group, PLLC At Soreide Law Group, we help investors, shareholders, and publicly traded companies navigate the complex federal rules governing the resale of restricted or control securities. Our attorneys understand that clearing restrictive legends and ensuring compliance with Rule 144 or other resale exemptions can be time-sensitive and critical to protecting shareholder rights. […]
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