Andrew James DeVine (CRD #5048058, O’Fallon, Illinois)
was barred by FINRA for allegedly misappropriating $739 from clients of his member firm’s insurance affiliate by taking funds intended to pay insurance premiums and instead using the funds for his own personal benefit.
(FINRA Case #2013038128101)
Andrew James DeVine was registered in the securities industry for 7 years and was previously registered with the following securities firms:
03/2009 - 08/2013 COUNTRY CAPITAL MANAGEMENT COMPANY (CRD# 12060) - O'FALLON, IL
06/2008 - 01/2009 NATCITY INVESTMENTS, INC. (CRD# 17490) - BRENTWOOD, MO
01/2006 - 06/2008 AXA ADVISORS, LLC (CRD# 6627) - CLAYTON, MO
The summation from FINRA's February 2015 Disciplinary Report ends here.
If you were a victim of insurance fraud, contact an insurance fraud attorney at Soreide Law Group for a free consultation on how to recover your investment losses: 888-760-6552.
Soreide Law Group, PLLC, will represent Insurance Fraud Victims in Federal Court, State Court and before the Financial Industry Regulatory Authority (“FINRA”).
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