Marc Miller (CRD 1133692) is a registered representative with Western International Securities. According to BrokerCheck, a customer filed a claim against him on March 3, 2025 that remains pending.
Soreide Law Group, a Securities Arbitration Law Firm, (888) 760-6552, obtained the following information on FINRA’s website under “Disciplinary and Other FINRA Actions, June, 2013.”
Ronald Wayne Nichter (CRD #3127417, Registered Principal, Greenfield, Indiana)
was barred from association with any FINRA member in any capacity. Without admitting or denying the findings, Nichter consented to the described sanction and to the entry of findings that he misappropriated approximately $140,000 from customers.
FINRA's findings stated that in order to carry out the misappropriations, Nichter forged the clients’ signatures on Letters of Authorization that instructed his member firm’s clearing firm to issue checks made payable to the customers. Nichter then intercepted the checks, endorsed them, deposited them into his personal account, and utilized the funds for his personal use without the customers’ knowledge and consent.
(FINRA Case #2013036619401)
According to FINRA's BrokerCheck, Ronald Nichter was previously registered with FINRA at the following brokerage firms:
CANTELLA & CO., INC.
CRD# 13905
PENDLETON, IN
02/2006 - 04/2013
A. G. EDWARDS & SONS, INC.
CRD# 4
ST. LOUIS, MO
11/2004 - 02/2006
EDWARD JONES
CRD# 250
ST. LOUIS, MO
12/1998 - 11/2004
This ends the information obtained on FINRA’s website.
If you've suffered investment losses due to your stock broker/financial advisor’s recommendations, call Soreide Law Group for a free consultation with an attorney on how to potentially recover those losses: 888-760-6552.
Marc Miller (CRD 1133692) is a registered representative with Western International Securities. According to BrokerCheck, a customer filed a claim against him on March 3, 2025 that remains pending.
Zachary Cuyler Green, also known as Zach Green (CRD: 5714566), is a securities broker based in Raleigh, North Carolina. A client has claimed investment losses in a complaint involving Green, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Green worked with Merit Financial Advisors since May 8, 2025, and Purshe Kaplan Sterling Investments since May […]
Adam T. Taff, also known as Adam Taff (CRD: 5933315), is a securities broker and financial advisor in Charlotte, North Carolina. He has been registered with MML Investors Services LLC as a broker since July 26, 2011, and as a financial advisor since November 30, 2012. Taff disclosed a client complaint involving alleged investment losses, […]
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