JAMES ROBERT REYNOLDS (also known as JIM REYNOLDS) CRD#: 4408485, who is currently registered as a broker and financial advisor with NORTHLAND SECURITIES, INC. and NORTHLAND ASSET MANAGEMENT in Minneapolis, Minnesota since 2002, and 2008 respectively, has had two customer complaints, according to his FINRA BrokerCheck CRD report.
In June of 2016, a customer dispute was settled following allegations of, “The customers are upset that they lost money on an investment they made in an equity security which they purchased in October 2013.” This dispute settled for $80,000.00.
There is a pending customer dispute filed in June of 2021, with allegations of, “Claimants are stating that non-traded REITS were unsuitable.” Reynolds denies the allegations in these complaints.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JAMES ROBERT REYNOLDS, has been in the securities industry for 20 years. He has two disclosures (listed above) on his FINRA CRD report. Reynolds has been registered with two firms in his 20 years in the securities industry. He has been listed as a broker since 2002 with:
NORTHLAND SECURITIES, INC.
150 South Fifth Street Suite 3300
MINNEAPOLIS, MN 55402
and JAMES ROBERT REYNOLDS has been listed as a financial advisor since 2008 with:
NORTHLAND ASSET MANAGEMENT
150 South Fifth Street Suite 3300
MINNEAPOLIS, MN 55402
FINRA holds firms responsible for supervising the activities of their registered representatives. The firm may be liable for your losses.
If you or a loved one have experienced investment losses due to the actions or recommendations of the broker/investment advisor JAMES ROBERT REYNOLDS currently listed with NORTHLAND SECURITIES, INC. and NORTHLAND ASSET MANAGEMENT of Minneapolis, Minnesota, contact Soreide Law Group and speak to an experienced securities lawyer regarding the possible recovery of your financial losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA. We operate on a contingency fee basis—no fee to you if no recovery.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: GREAT POINT CAPITAL, LLC, (GREAT POINT) and their former registered representative, SUSAN JANE GITT (SUSAN J GITT, SUSAN JANE SCHULTZ) (Respondents). The Claimants are retired and live in Florida. The lawsuit states that the Claimants were looking for conservative income-generating […]
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
Phone:
Fax: 1-954-760-6553
Email: [email protected]