Securities broker Jason Earl Comer [CRD: 4247527], based in Westlake, Texas, is the subject of a client complaint involving alleged investor losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck records. Comer has been registered with Charles Schwab Inc. since September 6, 2016, and with Schwab Wealth Advisory Inc. since September 7, 2016. Here is what the client alleged about the broker.
Charles Schwab Client Accused Jason Comer Of Failing To Follow Instructions
A client filed a complaint about Jason Comer on March 16, 2026, alleging that he did not carry out transactions as instructed in December 2025. The client claimed $21,408 in damages. On April 24, 2026, Charles Schwab Inc. settled the matter by paying the client $16,838.47. Comer contributed nothing toward the settlement. According to the broker’s statement, Schwab’s review found no sales practice violations by Comer.
What Unauthorized Transactions Mean
An unauthorized transaction generally occurs when a broker or financial advisor buys or sells securities in a client’s account without permission, unless the account gives that professional discretion to make the decision. These claims can involve questions about consent, account authority, trading instructions, documentation, or whether the transaction matched what the client authorized. The account agreement, communications between the parties, and the circumstances of the transaction help determine authorization.
Seeking Help With Investment Losses Involving Jason Comer?
Investors who believe they lost money because of Jason Comer can contact Soreide Law Group online or at (888) 760-6552 to discuss the possibility of recovering those losses with a securities attorney. The firm has recovered losses for investors throughout the United States and works on a contingency fee basis, advancing all costs. Comer and the brokerage firms where he has worked deny accusations of sales practice violations.