Three arbitrations have been filed by Soreide Law Group on behalf of seven clients, against Jason Figueroa of the GMS Group. These clients live in Pennsylvania, Aventura, Florida, and Delray Beach, Florida. Mr. Figueroa works out of the Boca Raton, Florida office of the GMS Group. The lawsuits, all filed with the Financial Industry Regulatory Authority “FINRA,” allege negligence, negligent supervision, breach of fiduciary duties, fraud and violation of the Florida Investor Protection Act under Florida Statute 517.
Many of the investors, all represented by Lars Soreide, were sold large concentrations in leveraged gold investments. These were in investments that crashed such as, NUGT, GDX and GDXJ, among other high risk and leveraged positions.
Soreide Law Group can be reached (954) 760-6552. Soreide Law Group is located in Fort Lauderdale and represents investors nationwide before FINRA. If you experienced gold losses through GMS broker Jason Figuero, call for a free consultation.
Investors potentially experienced sales practice violations by securities broker LI Kelly (also known as LI Ding) [CRD: 6115397, Brooklyn, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kelly worked for LPL Enterprise LLC from February 18, 2025, to November 12, 2025, HSBC Securities (USA) Inc. from October 10, […]
Investors have reportedly disputed the sales practices of securities broker Dominic I. Myers [CRD: 5107939, San Diego, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Myers worked for Cetera Wealth Services LLC from May 17, 2022, to the present, Cetera Investment Advisers LLC from June 29, 2023, to the […]
Investors might have sustained losses due to securities broker Michael Vernon Biggs (also known as Mike Biggs) [CRD: 1697481, Clarksville, Tennessee], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Biggs worked for Equitable Advisors LLC since January 18, 2008. Investors are encouraged to continue reading to find out more about the […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com