Three arbitrations have been filed by Soreide Law Group on behalf of seven clients, against Jason Figueroa of the GMS Group. These clients live in Pennsylvania, Aventura, Florida, and Delray Beach, Florida. Mr. Figueroa works out of the Boca Raton, Florida office of the GMS Group. The lawsuits, all filed with the Financial Industry Regulatory Authority “FINRA,” allege negligence, negligent supervision, breach of fiduciary duties, fraud and violation of the Florida Investor Protection Act under Florida Statute 517.
Many of the investors, all represented by Lars Soreide, were sold large concentrations in leveraged gold investments. These were in investments that crashed such as, NUGT, GDX and GDXJ, among other high risk and leveraged positions.
Soreide Law Group can be reached (954) 760-6552. Soreide Law Group is located in Fort Lauderdale and represents investors nationwide before FINRA. If you experienced gold losses through GMS broker Jason Figuero, call for a free consultation.
Investors apparently complained about securities broker Matthew Robert Westberry (also known as Matt Westberry) [CRD: 4908745, Marion, Iowa], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Westberry worked for SCF Securities Inc. from February 28, 2022, to October 23, 2024, and previously worked for LPL Financial LLC from August 10, 2018, to […]
Investors may have suffered financial harm by securities broker Joseph Anthony Monaco Jr. [CRD: 1398158, Melville, New York], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Monaco worked for Oppenheimer Co. Inc. from June 7, 2023, to December 6, 2024, and previously worked for Stifel Nicolaus from June 25, 2014, to […]
Investors potentially experienced sales practice violations by securities broker Scott Thomas Schaul [CRD: 2200484, Attleboro, Massachusetts], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Schaul worked for Essex Securities LLC from March 22, 2010, to August 6, 2019, Pinnacle Investments LLC from June 28, 2019, to April 13, 2026, and has […]
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