Soreide Law Group is investigating possible investor claims against securities broker Jason Hamby (also known as Jason Patrick Hamby) [CRD: 3089278, Blacksburg, VA]. Mainly, FINRA sanctioned the securities broker, who worked for Allstate Financial Services LLC. Allegedly, Hamby failed to testify when FINRA investigated the securities broker for potential FINRA rule infractions. Here is a brief summary of FINRA’s allegations against Jason Hamby.
Evidently, on December 22, 2021, FINRA issued Case: 2019064729704 sanctioning Jason Hamby for infractions. Specifically, Hamby was barred as a securities broker, so he cannot work as a broker and in other capacities for FINRA-member firms. Notably, FINRA alleged that Hamby failed to testify when FINRA investigated the securities broker for potential FINRA rule infractions. The regulator’s rules compel cooperation in investigations or else sanctions including a potential bar. Apparently, the investigation concerned Hamby’s termination from Allstate.
Also, Allstate disaffiliated with Hamby on October 23, 2020. Allegedly, Hamby had an unregistered person do the type of activities that required that person to have a securities registration.
Jason Hamby worked for Allstate Financial Services LLC in Blacksburg, VA, as a securities broker from November of 2008 to October of 2020.
Did you suffer damages because of securities broker Hamby? If so, contact Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for many investors across the country, represents clients on a contingency fee basis and advances all costs. The firm will take the time to fully understand your situation and will carefully explain your legal options. Hamby and brokerage firms Hamby worked for deny any and all allegations of sales practice violations.
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