Soreide Law Group is investigating possible investor claims against securities broker Jason Seurer AKA Jason Edward Seurer [CRD#: 2541616, Maple Plain, MN]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Landolt Securities. Notably, investors allege sales practice violations in these disputes, including that Seurer made unsuitable transactions. Here is a brief summary of the disclosures about Seurer.
Evidently, on May 21, 2022, a Landolt Securities client filed FINRA Arbitration #. 22-01077 about Jason Seurer. Namely, the client alleged that Seurer made unsuitable transactions. Because of this, the client allegedly sustained damages on corporate bonds. Therefore, the client requested $200,000 in compensation from Landolt Securities or Seurer. Evidently, this arbitration is pending a resolution.
Also, on April 20, 2022, South Dakota Division of Insurance sanctioned Jason Seurer for infractions. Specifically, South Dakota Division of Insurance issued a monetary penalty and a $5,000 fine. Evidently, South Dakota Division of Insurance alleged that Seurer failed to produce audit materials and had failed to comply with a restricted registration arrangement and consent order.
Additionally, on January 20, 2017, South Dakota Division of Securities sanctioned Jason Seurer for infractions. Particularly, South Dakota Division of Securities issued a suspension. Namely, South Dakota Division of Securities alleged that Seurer engaged in private securities transactions.
Evidently, on August 30, 2012, FINRA issued Case #: 2011027116501 sanctioning Jason Seurer for infractions. Specifically, FINRA imposed a suspension. Evidently, FINRA alleged that Seurer engaged in private securities transactions.
Also, a client of Edward Jones contested Jason Seurer’s sales practices, according to a complaint dated June 3, 2011. Allegedly, Seurer committed sales practice violations. Supposedly, the promissory note transactions caused the client to sustain damages. Therefore, the client seeks compensatory relief from Edward Jones or Seurer in the amount of $900,000 in this ongoing matter.
Evidently, on May 19, 2011, an Edward Jones client filed a complaint about Jason Seurer. Namely, the client alleged that Seurer made unsuitable recommendations. Because of this, the client allegedly sustained damages on over-the-counter equities. Therefore, the client requested $94,221 in compensation from Edward Jones or Seurer. Evidently, this complaint is pending a resolution.
Moreover, a client of Edward Jones contested Jason Seurer’s sales practices, according to a complaint. Allegedly, Seurer committed sales practice violations. Supposedly, the promissory note transactions caused the client to sustain damages. Therefore, Edward Jones opted to settle the matter on May 11, 2011, by compensating the client in the amount of $25,000.
Evidently, an Edward Jones client filed a complaint about Jason Seurer. Namely, the client alleged that Seurer committed sales practice violations. Because of this, the client allegedly sustained damages on promissory notes. Therefore, on April 19, 2011, Edward Jones settled this matter by paying the client $415,000.
Also, a client of Edward Jones contested Jason Seurer’s sales practices, according to a complaint. Allegedly, Seurer committed sales practice violations. Supposedly, the promissory note transactions caused the client to sustain damages. Therefore, Edward Jones opted to settle the matter on April 12, 2011, by compensating the client in the amount of $475,000.
Jason Seurer worked for The Wealth Protection Group in Maple Plain, MN, as an investment advisor representative from May 25, 2016 to January 20, 2021. Seurer has been associated with Landolt Securities in Maple Plain, MN, as an investment advisor representative since February 12, 2021.
Have you experienced damages because of Jason Seurer? If so, get in touch with Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Seurer and brokerage firms Seurer worked for deny any and all allegations of sales practice violations.
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