John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
JAYSON R POCIUS, a former broker with Wells Fargo Advisors Financial Network, LLC of Arlington Heights, IL, who was registered with Wells Fargo from 2019 through June of 2023, was barred from the securities industry by FINRA on March 8, 2024, after he failed to cooperate with an investigation by the Financial Industry Regulatory Authority Inc. (FINRA).
Without admitting or denying FINRA’s findings, JAYSON R POCIUS consented to the sanction and to the entry of findings that he allegedly refused to appear for on-the-record testimony requested by FINRA in connection with its investigation originating from a Form U5 filing submitted by his member firm. FINRA’s findings stated that Pocius' firm had discharged him after he admitted during their review that funds from client account were used for his personal benefit.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JAYSON R POCIUS, had been in the securities industry for 11 years and was listed with 5 firms. He has two disclosures on his FINRA CRD report. One of the disclosures is the “Regulatory” barring him from the industry permanently, and the other is an, “Employment Separation after Allegations,” when Pocius was discharged from Wells Fargo Advisors Financial Network in May of 2023. The allegations listed were, “independent contractor disaffiliated from firm after being discharged by practice owner, after he admitted during review that funds from client account were used for his personal benefit.”
JAYSON R POCIUS, after he was discharged from Wells Fargo, was registered as a broker with a, Great Point Capital of Chicago, IL, from 05/19/2023 - 03/08/2024.
If you or a loved one have experienced financial losses due to the actions or recommendations of broker, JAYSON R POCIUS, previously of Wells Fargo Advisors Financial Network, LLC of Arlington Heights, IL, contact Soreide Law Group and speak to an experienced securities lawyer at no cost regarding the possible recovery of your losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationwide before FINRA on a contingency fee basis, no fee if no recovery.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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