Investors reportedly may have incurred losses because of securities broker Jeffery Bryant Sanders [CRD: 6598339, Union, South Carolina], according to disclosures on FINRA BrokerCheck. It appears that Bryant worked for Woodmen Financial Services Inc. from October 20, 2020, to February 20, 2024. Keep reading to learn more about Bryant’s disclosures.
Evidently, on July 29, 2024, a Woodmen Financial Services Inc. client filed a complaint about Jeffery Sanders. The client alleged that Sanders made misrepresentations. Because of this, the client allegedly sustained damages on life insurance products. As a result, the client requested $6,000 in compensation from Woodmen Financial Services Inc. or Sanders. The firm denied this complaint.
Specifically, a client of Woodmen Financial Services Inc. contested Jeffery Sanders’s sales practices, according to a complaint dated June 19, 2024. Allegedly, Sanders made misrepresentations about life insurance products. Therefore, the client sought damages from Woodmen Financial Services Inc. or Sanders in the amount of $3,917.54 in this matter. The firm denied the complaint.
Additionally, FINRA issued Case: 2024040820901 on May 23, 2024, sanctioning Sanders. Allegedly, Bryant failed to respond to FINRA requests for information. Therefore, Sanders was permanently barred from association with any FINRA member in all capacities starting August 26, 2024.
Particularly, a client filed a complaint about Sanders. The client alleged that Sanders maintained signed but otherwise incomplete forms to effect securities transactions. Because of this, the client allegedly sustained damages on life insurance products. As a result, on April 29, 2024, Woodmen Financial Services Inc. settled this matter by paying the client $3,881.94 in damages.
Are you looking for more information about Sanders? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney. Soreide Law Group has recovered losses for investors throughout the US, works on a contingency fee basis, and advances all costs. Sanders and brokerage firms Bryant worked for deny any allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Cove Capital 1031 Delaware Statutory Trust (DST) investments and whether brokers improperly recommended these specific tax-deferred real estate offerings. Cove Capital 1031 DSTs are structured investments that allow investors to reinvest proceeds from the sale of real estate into fractional interests in institutional-grade properties while deferring […]
Investors might have sustained losses due to securities broker Marc Charles Koch [CRD: 4978078, New York, New York], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Koch worked for Morgan Stanley from March 30, 2023, to the present, First Republic Investment Management Inc. from November 7, 2022, to April 25, […]
Investors potentially incurred losses because of securities broker Stephen Charles Newell Hlibok (also known as Stephen Hlibok and Steve Hlibok) [CRD: 1728900, Columbia, Maryland], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hlibok worked for Merrill Lynch Pierce Fenner Smith Incorporated from September 25, 1987, to the present as a broker, and from […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com