Jeffrey Saster (CRD 1228842) faces a pending FINRA arbitration in which a customer seeks damages in excess of $10,000,000. BrokerCheck lists Wells Fargo Advisors as the firm. The claim is an unproven allegation, and Saster disputes it.
The customer filed the claim on June 8, 2026, under FINRA docket 26-01188. According to the disclosure, she alleges she received unsuitable investment advice between 2020 to 2025. No arbitrator has ruled on the claim against Jeffrey Saster.
Saster answered on BrokerCheck. In his statement, he wrote that the allegations "consist of inaccuracies and misrepresentations." He also said he will defend the matter vigorously and seek a denial of all relief sought.
BrokerCheck reports for Jonathan Fred Moskowitz, Brad Samuel Rude, Angela Michelle Fettik, Cameron Edmiston and Curtis Joseph Kroll list the same case number.
A shared number means one arbitration, not several. A claimant can name a number of brokers in a single statement of claim. Claimants often name everyone who handled or supervised an account, such as a branch manager or a teammate. Each named broker then gets a disclosure on his or her own report.
On Jeffrey Saster's report, the shared docket says nothing about his own role or anyone else's.
Brokers can add a statement to a customer dispute on BrokerCheck. The statement gives the broker's side in the broker's own words. Neither that statement nor the customer's allegation is a finding.
When we read a disclosure like this, we treat both sides as positions until an arbitrator rules. An investor checking Jeffrey Saster's report sees the claim, the damages figure and his response side by side. Reading them together gives a fuller picture than any single line.
Claims by investors against brokers and their firms are almost always decided in FINRA arbitration, since the customer agreement sends them there instead of to court. The first step is the investor's statement of claim, which sets out what happened and what is owed. The firm and the broker respond with written answers. A panel of one or three arbitrators is chosen from lists that FINRA gives both sides. During discovery the parties trade account records, emails and other documents. A large share of cases resolve in settlement. The cases that go forward end with a hearing and a written award from the panel. FINRA publishes awards, but a settlement amount appears only on the broker's BrokerCheck report.
FINRA member firms must supervise the activities of their brokers. If you have questions about an account that Jeffrey Saster handled, call Soreide Law Group at (888) 760-6552. You can also reach us online to speak with a securities attorney. FINRA arbitration is a national forum, so we represent investors in FINRA arbitration across the country. We handle these claims on a contingency fee basis. Learn how FINRA arbitration works.
This post summarizes public FINRA records, including BrokerCheck, as of October 31, 2026. Allegations in customer complaints and arbitrations are claims, not findings. Pending claims remain open and undecided. A settlement is also not an admission of wrongdoing. FINRA may also update or correct these records after that date.
Curtis Kroll (CRD 6487481) appears in a pending FINRA arbitration that seeks more than $10,000,000, according to a disclosure filed July 8, 2026. The disclosure names Wells Fargo Advisors as the firm. No arbitrator has ruled, and the allegations remain unproven.
A pending FINRA claim over stock, filed April 17, 2026, names Shawn Martin (CRD 4959418) and lists Citigroup as the firm. The claimant seeks $126,000. No arbitrator has ruled, and the allegations remain unproven.
A Wells Fargo Advisors customer dispute filed June 8, 2026 names Cameron Edmiston (CRD 6388552) in a pending FINRA arbitration. The claimant seeks more than $10,000,000. The allegations remain unproven, and Edmiston disputes them.
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