One or more investors potentially experienced sales practice violations due to securities broker Jeremiah Neil Taylor [CRD: 7002957, Austin, Texas], based on publicly available information reported on FINRA BrokerCheck. Jeremiah Taylor has worked with Charles Schwab & Co. Inc. since March 11, 2019, serving as both a broker and an investment adviser at the firm’s Austin, Texas location. See the following information to understand more about the client dispute and allegations involving this broker.
Notably, on January 29, 2025, a Charles Schwab & Co. Inc. client filed Civil Action No. 1:25-cv-191 about Jeremiah Taylor. The client alleged that Taylor provided false information about a Roth 401(k) rollover into a Roth IRA. This allegedly led to impaired income planning, unexpected tax liabilities, and lost opportunities. Because of this, the client claims to have sustained damages and is seeking $250,000 in compensation from Charles Schwab & Co. Inc. or Taylor. Evidently, this civil suit is pending a resolution.
When a securities broker or financial advisor makes misrepresentations involving retirement account rollovers, it typically means the advisor gave inaccurate or incomplete information about how moving funds—such as from a Roth 401(k) to a Roth IRA—would affect taxes, future income, or other financial goals. These types of rollovers can have complex implications, and if an investor acts on bad advice, they might face unexpected tax bills or miss out on legitimate savings. Misrepresentation in these situations can deeply impact retirement planning.
Do you have concerns or questions regarding investments you made with Jeremiah Taylor? If so, you should contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery recovery. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Taylor and brokerage firm Charles Schwab deny accusations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
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