Investors might have sustained losses due to securities broker John Sandor Lemak [CRD: 845891, Dallas, Texas], according to disclosures found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, John Lemak has worked for Axiom Capital Management Inc. since February 18, 2015, and for Sandor Advisors LLC since July 23, 2002. Read on to discover more about the disclosures involving Lemak while registered with Axiom.
Evidently, on July 29, 2024, an Axiom Capital Management Inc. client filed FINRA Arbitration No. 24-01418 about John Lemak. Mainly, the client alleged that Lemak committed violations of FINRA rules, breached his fiduciary duty, and was negligent. Because of this, the client allegedly sustained damages on private placements. Therefore, the client requested $475,000 in compensation from Axiom Capital Management Inc. or Lemak. This arbitration is pending a resolution.
Notably, on October 22, 2021, an Axiom Capital Management Inc. client filed a complaint about John Lemak. Primarily, the client alleged that Lemak made misrepresentations and failed to disclose certain risks relating to private placements. As a result, the client requested $100,000 in compensation from Axiom Capital Management Inc. or Lemak. This complaint was later withdrawn on November 18, 2021.
Are you concerned regarding investments you made with John Lemak? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for clients throughout the USA. The firm also works on a contingency fee basis and advances all costs. Lemak and brokerage firms Lemak worked for deny all allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our client (Claimant) against: TEXAKOMA FINANCIAL, INC. and their registered representative, SHEA PETER KENNEDY (SHEA P KENNEDY) (Repondents). The Claimant resides in Nevada, and according to the lawsuit, around August of 2023, SHEA P KENNEDY contacted the Claimant unsolicited, apparently after the Claimant had […]
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
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