Investors File Disputes About John Ulwick

Soreide Law Group is investigating possible investor claims against securities broker John Ulwick AKA  John Kennedy Ulwick [CRD#: 1758865, Waltham, MA]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Lincoln Financial Advisors Corporation. Notably, investors allege sales practice violations in these disputes, including that Ulwick made unsuitable recommendations. Here is a brief summary of the disclosures about Ulwick.

Lincoln Financial Advisors Corporation Investor Accuses John Ulwick Of Unsuitable Recommendations

Evidently, on April 29, 2022, a Lincoln Financial Advisors Corporation client filed FINRA Arbitration #. 22-00915 about John Ulwick. Namely, the client alleged that Ulwick made unsuitable recommendations. Because of this, the client allegedly sustained damages on oil and gas investments. Therefore, the client requested compensation from Lincoln Financial Advisors Corporation or Ulwick. Evidently, this arbitration is pending a resolution.

Ulwick Discloses Unsuitable Transactions Allegations By Lincoln Financial Advisors Corporation Client

Also, a client of Lincoln Financial Advisors Corporation contested John Ulwick’s sales practices, according to a complaint dated May 21, 2015. Allegedly, Ulwick made unsuitable transactions. Supposedly, the real estate securities transactions caused the client to sustain damages. Therefore, the client seeks compensatory relief from Lincoln Financial Advisors Corporation or Ulwick in this matter.

Employment Information

John Ulwick worked for Lincoln Financial Advisors Corporation in Waltham, MA, as an investment advisor representative from October 8, 2008 to October 12, 2016. Ulwick has been associated with LPL Financial in Waltham, MA, as a securities broker since October 7, 2016.

Did Lincoln Financial Advisors Corporation Securities Broker John Ulwick Cause You To Experience Damages?

Have you experienced damages because of John Ulwick? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has effectively recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Ulwick and brokerage firms Ulwick worked for deny any and all allegations of sales practice violations.