JONATHAN GABRIEL GAZDAK (JONATHAN G GAZDAK, JOHNATHAN GAZDAK) is currently a broker with ALEXANDER CAPITAL, L.P. of Red Bank, NJ since 5/13/2014.
According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JONATHAN G GAZDAK has been in the securities industry for 14 years and has been listed with 4 firms. Gazdak has 2 disclosures on his FINRA CRD report. Both disclosures are “Customer Disputes.”
The most recent dispute filed against JONATHAN G GAZDAK is dated 10/17/2024 and is still pending. The allegations are, “Alleges: Breach of Fiduciary Duty, Fraudulent Inducement, Negligence, Breach of Contract, Violation of FINRA Rule 2010, Equity.” The damage amount requested is $1,694,000.00. Gazak has added a Broker Comment to this disclosure denying the allegations, “The claims against me are baseless. I was not the broker for any of the transactions at issue. Moreover, the claimants' allegations are directly contradicted by their written affirmations and the market performance of the investments at issue. I will vigorously fight these claims in arbitration.”
There is another pending “Customer Dispute” against JONATHAN G GAZDAK dated 5/2/2022. The allegations are, “Start date approximately September 2017. Allegations: Fraud; Securities Fraud; Violation of the Investment Advisors Act; Breach of Fiduciary Duty; Conversion; Breach of Contract; Civil Conspiracy.” The damage amount requested is not listed. Gazak denies the allegations and calls them, “false and the claims are without merit. This case involves a company that raised money from investors. Defaulted on its notes and the noteholders sued the company. Instead of taking responsibility for the notes that it willingly entered into, they had concocted allegations against myself and other individuals.”
According to BrokerCheck, JONATHAN G GAZDAK was with NETWORK 1 FINANCIAL SECURITIES INC of New York, NY from 07/21/2016 - 05/14/2019, and AEGIS CAPITAL CORP of New York, NY from 11/30/2011 - 05/12/2014.
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