Jordan Meadow Barred By FINRA, Linked To Spartan Capital Client Dispute

FINRA barred securities broker Jordan Paul Meadow [CRD: 6116538, New York, New York] and an investor disputed his sales practices, according to disclosures on FINRA BrokerCheck. Meadow previously worked for Spartan Capital Securities LLC from July 27, 2018, to June 28, 2023, and before that, for Newbridge Securities Corporation from March 27, 2017, to July 31, 2018. Below, investors can review details about the allegations involving this barred broker.

Spartan Capital Securities Investor Accused Meadow Of Unsuitable Trading

Specifically, on March 13, 2025, a Spartan Capital Securities LLC client filed FINRA Arbitration No. 25-00493 about Jordan Meadow. Supposedly, Meadow engaged in churning and unsuitable trading and made misrepresentations. Because of this, the client allegedly incurred damages through investing in stocks. As a result, the client requested damages from Spartan Capital Securities or Meadow. Evidently, this arbitration is pending a resolution.

FINRA Sanctioned Jordan Meadow For Failing To Cooperate With An Investigation

Additionally, on March 10, 2025, FINRA issued Case: 2018056490326, sanctioning Jordan Meadow. Meadow was barred from associating with any FINRA member firm in any capacity. Notably, FINRA alleged that Meadow failed to appear for testimony as requested during an investigation.

The enforcement action stemmed from a FINRA examination of Spartan Capital Securities LLC. On February 14, 2025, FINRA requested Meadow provide testimony pursuant to FINRA Rule 8210 as part of an investigation into potential excessive trading at the firm. Meadow confirmed he would not comply with the testimony request. By refusing to appear, FINRA determined that Meadow violated FINRA Rules 8210 and 2010. Rule 8210 allows FINRA to require securities brokers to testify in connection with investigations, and Rule 2010 mandates a broker’s compliance with ethical standards.

The sanction was issued through a Letter of Acceptance, Waiver, and Consent, which Meadow voluntarily submitted. While no admission or denial of FINRA’s findings was made, Meadow consented to the penalties.

Meadow Charged By United States Securities And Exchange Commission With Insider Trading

Also, the United States Securities and Exchange Commission (SEC) filed Case: 1:23-cv-05573 on June 29, 2023, with the intent to impose sanctions against Jordan Meadow. Allegedly, Meadow engaged in insider trading based on material nonpublic information misappropriated from a third party.

According to the SEC’s complaint, Meadow received confidential information that had been misappropriated by Steven Teixeira. In return, Meadow allegedly offered compensation in the form of luxury items. Meadow allegedly earned more than $730,000 in profits. As a result, the SEC charged Meadow with violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5. The case remains pending.

Were You Impacted By Securities Broker / Financial Advisor Jordan Meadow?

Did you experience losses because of Jordan Meadow? If so, contact Soreide Law Group online or at (888) 760-6552 and speak to a securities lawyer about a possible recovery. Soreide Law Group has substantial experience recovering losses for investors throughout the United States. The law firm also takes cases on a contingency fee arrangement and advances all costs. Meadow and brokerage firms Meadow worked for deny accusations of sales practice violations.