Jorge Gutierrez Gomez formerly of Wells Fargo Miami Fined and Suspended by FINRA

The Soreide Law Group, obtained the following information from FINRA’s website under, “Disciplinary and Other FINRA Actions, September 2016.”
Jorge Enrique Gutierrez Gomez (CRD #2246876, Palmetto Bay, Florida)
was assessed a deferred fine of $5,000 and suspended from association with FINRA members in any capacity for 20 business days. Jorge Gutierrez Gomez allegedly failed to provide prior written notice to his member firm of his outside business activity with a mailbox service, his reasonable expectation of compensation from the outside business activity, or of his actual receipt of compensation from the outside business activity.
FINRA’s findings stated that prior to Jorge Gutierrez Gomez joining his firm, he was the managing member of a mail service that provided customers domiciled outside the United States with a private mail box. Before joining the firm, Gutierrez Gomez amended the Articles of Organization of the mail service to remove himself as a managing member. While he was employed with the firm, Jorge Gutierrez Gomez remained involved with the mail service, acted as the custodian of its bank account, and was paid $25,000 in compensation.
The suspension was in effect from July 18, 2016, through August 12, 2016.
(FINRA Case #2014042580701)
Jorge Gutierrez Gomez was registered for 15 years in the securities industry.  Some of the firms he was registerd with were:
11/2013 - 09/2014 WELLS FARGO ADVISORS, LLC - MIAMI, FL
04/2012 - 12/2012 EATON VANCE DISTRIBUTORS, INC. - BOSTON, MA
11/2011 - 04/2012 SCHRODER FUND ADVISORS LLC - NEW YORK, NY
Soreide Law Group, based in Florida, represents clients nationwide before FINRA.  If you were a client of Jorge Gutierrez Gomez formerly of Wells Fargo in Miami, and you experienced losses due to his actions or recommendations, call and speak to a lawyer at no cost regarding the possibility of recovering your losses at:  888-760-6552.