Investors have reportedly disputed the sales practices of securities broker Jose Abel Gamez (also known as Joe Gamez) [CRD: 4292479, San Antonio, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jose Gamez worked for Raymond James Financial Services Inc. from April 3, 2017, to July 7, 2025. See the following summary for details about the disclosures involving Gamez.
Specifically, a client filed a complaint about Jose Gamez. Primarily, the client alleged that Gamez misappropriated funds. Because of this, the client allegedly sustained damages related to no specific product. Therefore, on October 1, 2025, Raymond James Financial Services Inc. settled this matter by paying the client $413,370.18 in damages.
Notably, Raymond James Financial Services Inc. disaffiliated with Gamez on June 25, 2025. Allegedly, Gamez used client funds for personal purposes.
Do you have concerns or questions regarding investments you made with Jose Gamez? You can contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Gamez and brokerage firms Gamez worked for deny allegations of sales practice violations.
Texas State Securities Board sanctioned securities broker Logan D. Cox [CRD: 6927720, Overland Park, Kansas], and investors complained about him, given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Logan Cox worked for Arete Wealth Management LLC and Arete Wealth Advisors LLC from June 30, 2020, to May 1, 2025, before […]
Investors potentially experienced sales practice violations by securities broker Scott Douglas Jones [CRD: 2196146, Cincinnati, Ohio], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jones worked for UBS Financial Services Inc. from January 22, 2009, to January 20, 2026. Read on to discover more about this securities broker’s disclosures. UBS Financial Services Inc. […]
Investors potentially incurred losses because of securities broker Arthur Roy McPherson II (also known as Art McPherson) [CRD: 2245364, Melbourne, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McPherson has been registered with World Equity Group Inc. since July 1, 2019, and ProStatis Financial Advisors Group since February 25, 2019, […]
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