John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors have reportedly disputed the sales practices of securities broker Jose Abel Gamez (also known as Joe Gamez) [CRD: 4292479, San Antonio, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jose Gamez worked for Raymond James Financial Services Inc. from April 3, 2017, to July 7, 2025. See the following summary for details about the disclosures involving Gamez.
Specifically, a client filed a complaint about Jose Gamez. Primarily, the client alleged that Gamez misappropriated funds. Because of this, the client allegedly sustained damages related to no specific product. Therefore, on October 1, 2025, Raymond James Financial Services Inc. settled this matter by paying the client $413,370.18 in damages.
Notably, Raymond James Financial Services Inc. disaffiliated with Gamez on June 25, 2025. Allegedly, Gamez used client funds for personal purposes.
Do you have concerns or questions regarding investments you made with Jose Gamez? You can contact Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Gamez and brokerage firms Gamez worked for deny allegations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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