John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
JP Morgan funds greater that $500 million in assets (does not include
money market funds)
Symbol Name Fund Total Assets
WOBDX US JPMORGAN CORE BOND-SEL $26,955,960,938
HTSXX US JPMORGAN 100% US TREASU-MORG $19,766,330,078
JSOAX US JPMORGAN STRAT INC OPP-A $12,892,559,570
OHYFX US JPMORGAN HIGH YIELD-SEL $11,660,675,781
HLLVX US JPMORGAN SHRT DURAT BND-SEL $11,501,179,688
JAMCX US JPMORGAN MID CAP VALUE-A $7,797,389,160
SEEGX US JPMORGAN LARGE CAP GROW-SEL $6,925,874,023
JLPSX US JPMORGAN US L/C CORE PL-SEL $6,489,346,191
JUEAX US JPMORGAN US EQUITY-A $6,347,375,000
VSITX US JPMORGAN INTERM T/F BND-SEL $5,106,075,195
OMBIX US JPMORGAN MTGE BACK SEC-SEL $3,625,144,043
TXRAX US JPMORGAN TAX AWR R/R-A $3,194,500,977
JNBAX US JPMORGAN INCOME BUILDER-A $3,119,232,910
OIBFX US JPMORGAN INVEST BALANCE-SEL $3,101,730,957
OICAX US JPMORGAN INVEST CONSV GR-A $2,870,141,113
HLIPX US JPMORGAN CORE PLUS BOND-SEL $2,649,871,094
VSEAX US JPMORGAN SMALL CAP EQTY-A $2,445,441,895
HLIEX US JPMORGAN EQUITY INCOME-SEL $2,214,371,094
HDSAX US HIGHBRIDGE DY COMMOD STR-A $2,168,394,043
JEMSX US JPMORGAN EMERG MRKT EQ-SEL $2,151,635,010
JNUSX US JPMORGAN INTL VALUE-INST $2,070,133,057
HLGAX US JPMORGAN GOVERNMENT BOND-SEL $1,862,420,044
JPIAX US JPMORGAN INTREPID AMER-SEL $1,787,827,026
HLEIX US JPMORGAN EQUITY INDEX-SEL $1,748,604,980
JTTAX US JPMORGAN SMRT RETIR 2020-A $1,609,104,980
SUSIX US JPMORGAN US REAL ESTATE-A $1,403,873,047
HLGEX US JPMORGAN MID CAP GROWTH-SEL $1,389,288,940
JIMAX US JPMORGAN INFLATN MGD BND-A $1,361,411,011
VHIBX US JPMORGAN GROWTH ADVANTAG-B $1,333,478,027
JCIAX US JPMORGAN INTL CURR INC-A $1,313,425,049
JMGIX US JPMORGAN MANAGED INCOME-INS $1,307,672,974
PGUIX US JPMORGAN SH-INT MUNI BD-SEL $1,297,592,041
JPIEX US JPMORGAN DISCIPLINED EQ-INST $1,257,822,998
PGMIX US JPMORGAN MKT EXPAN INDX-SEL $1,170,112,061
JVAAX US JPMORGAN VALUE ADVANTAGE-A $1,119,208,008
JXBSX US JPMORGAN ACCESS BALANCED-SEL $1,069,722,046
JISZX US JPMORGAN MULTI-SECT INC-R2 $959,659,485
VSIEX US JPMORGAN INTL EQUITY-SEL $933,171,814
VANTX US JPMORGAN NY T/F BOND-A $827,024,780
JPIVX US JPMORGAN INTREPID VALUE-SEL $825,309,814
JXGSX US JPMORGAN ACCESS GROWTH-SEL $812,202,820
OGGFX US JPMORGAN SMALL CAP GROW-SEL $810,129,211
VSNGX US JPMORGAN MID CAP EQTY-SEL $810,072,021
JPDEX US JPMORGAN TAX AWR EQTY-INST $798,427,673
JSFAX US JPMORGAN SMRT RETIR 2015-A $797,587,585
JPHAX US JPMORGAN FLOATING RATE-A $785,098,083
HSKAX US HIGHBRIDGE STAT MKT NEUT-A $750,016,785
URTLX US JPMORGAN REALTY INCOME-INST $724,476,074
JIOAX US JPMORGAN INTL OPPORT-A $722,211,121
HLTAX US JPMORGAN MUNI INCOME-SEL $693,065,125
JEMDX US JPMORGAN EMERG MRKT DEBT-SEL $674,286,621
JP Morgan funds greater that $500 million in assets (does not include
money market funds)
Symbol Name Fund Total Assets
JPDVX US JPMORGAN DIVERSIFIED-INST $646,590,515
JPGSX US JPMORGAN INTREPID GROWTH-SEL $641,494,080
PSOPX US JPMORGAN SMALL CAP VALUE-SEL $619,814,270
HLQVX US JPMORGAN LARGE CAP VALUE-SEL $592,795,410
OEIAX US JPMORGAN INTL EQTY INDX-A $543,541,870
Total > $500 mil $181,051,900,206
Soreide Law Group, PLLC, is a law firm that represents investors nationwide before the Financial Industry Regulatory Authority (FINRA) and can be reached at 888-760-6552.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
Email: [email protected]