On September 5, 2018, JUERGEN WEBER (CRD#: 2617323), was barred by the Financial Industry Regulatory Authority, Inc. (FINRA) from acting as a broker or otherwise associating with a broker-dealer firm. Without admitting or denying FINRA’s findings, Weber consented to the sanction and to the entry of findings that he failed to appear and refused to provide on-the-record testimony requested by FINRA in connection with FINRA’s investigation into allegations that he made unsuitable recommendations and executed unauthorized trades in a client account.
According to FINRA’s BrokerCheck, which is available to the public on FINRA’s website, JUERGEN WEBER was in the securities industry for 21 years and has 5 Disclosures on his report. Weber spent the last seven years at Benjamin & Jerold Brokerage I, LLC in New York. He was discharged from the firm in July after allegations surfaced of him making unsuitable recommendations and executing unauthorized trades. After he allegedly refused to be interviewed by FINRA for their investigation into the allegations and his termination, he was barred by FINRA from the securities industry.
According to FINRA’s BrokerCheck, JUERGEN WEBER began his career at Prudential Securities in New York in 1995 and worked there for eight years. He was with Wachovia Securities in St. Louis, MO, and was discharged in 2005 following allegations of unauthorized trades. Weber was then with A.G. Edwards in Virginia Beach, VA from 2005 to 2007, and then Avalon Partners in New York before Benjamin & Jerold. Also, according to FINRA’s BrokerCheck, in 2008, while Weber was with Avalon Partners, he was suspended by FINRA for three months and fined $10,000 for allegedly executing unauthorized trades.
In total, JUERGEN WEBER was listed with 6 firms, the two most recent are below:
08/29/2011 - 07/25/2018 BENJAMIN & JEROLD BROKERAGE I, LLC - NEW YORK, NY
06/22/2009 - 08/04/2011 AVALON PARTNERS, INC. - NEW YORK, NY
If you've experienced losses due to the actions or recommendations of former BENJAMIN & JEROLD BROKERAGE I, LLC of NEW YORK, NY, broker JUERGEN WEBER, contact Soreide Law Group and speak to an experienced securities attorney regarding the possible recovery of your investment losses through a FINRA arbitration at: 888-760-6552.
Soreide Law Group represents clients nationally before FINRA. We operate on a contingency fee basis.
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